4//SEC Filing
Doherty Kenneth J 4
Accession 0001493225-18-000037
CIK 0001493225other
Filed
May 13, 8:00 PM ET
Accepted
May 14, 5:28 PM ET
Size
18.6 KB
Accession
0001493225-18-000037
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
2018-05-10$16.19/sh−2,449$39,639→ 198,742 total - Sale
Common Stock
2018-05-11$15.96/sh−10,000$159,574→ 188,742 total - Exercise/Conversion
Common Stock
2018-05-14$7.08/sh+45,000$318,825→ 233,742 total - Tax Payment
Common Stock
2018-05-14$15.78/sh−20,205$318,835→ 213,537 total - Sale
Common Stock
2018-05-14$15.87/sh−7,400$117,461→ 206,137 total - Exercise/Conversion
Stock Options
2018-05-14$7.08/sh−45,000$318,825→ 187,856 totalExercise: $7.08From: 2010-01-30Exp: 2019-01-30→ Common Stock (45,000 underlying)
Holdings
- 24,974.907(indirect: By ESOP)
Common Stock
- 44,692.398(indirect: By 401(k))
Common Stock
- 3,368.237(indirect: By Spouse)
Common Stock
- 207,000
Stock Options
Exercise: $13.13From: 2015-06-11Exp: 2024-06-11→ Common Stock (207,000 underlying) - 75,000
Stock Options
Exercise: $14.67From: 2016-05-27Exp: 2025-05-27→ Common Stock (75,000 underlying)
Footnotes (5)
- [F1]Represents shares sold by the Reporting Person to satisfy tax obligations in connection with an exercise of stock appreciation rights.
- [F2]The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $16.16 to $16.20, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- [F3]The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $15.92 to $16.00, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- [F4]The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $15.86 to $15.93, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- [F5]Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
Documents
Issuer
Northfield Bancorp, Inc.
CIK 0001493225
Entity typeother
Related Parties
1- filerCIK 0001409458
Filing Metadata
- Form type
- 4
- Filed
- May 13, 8:00 PM ET
- Accepted
- May 14, 5:28 PM ET
- Size
- 18.6 KB