Doherty Kenneth J 4
4 · Northfield Bancorp, Inc. · Filed May 14, 2018
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
2018-05-10$16.19/sh−2,449$39,639→ 198,742 total - Sale
Common Stock
2018-05-11$15.96/sh−10,000$159,574→ 188,742 total - Exercise/Conversion
Common Stock
2018-05-14$7.08/sh+45,000$318,825→ 233,742 total - Tax Payment
Common Stock
2018-05-14$15.78/sh−20,205$318,835→ 213,537 total - Sale
Common Stock
2018-05-14$15.87/sh−7,400$117,461→ 206,137 total - Exercise/Conversion
Stock Options
2018-05-14$7.08/sh−45,000$318,825→ 187,856 totalExercise: $7.08From: 2010-01-30Exp: 2019-01-30→ Common Stock (45,000 underlying)
Holdings
- 24,974.907(indirect: By ESOP)
Common Stock
- 44,692.398(indirect: By 401(k))
Common Stock
- 3,368.237(indirect: By Spouse)
Common Stock
- 207,000
Stock Options
Exercise: $13.13From: 2015-06-11Exp: 2024-06-11→ Common Stock (207,000 underlying) - 75,000
Stock Options
Exercise: $14.67From: 2016-05-27Exp: 2025-05-27→ Common Stock (75,000 underlying)
Footnotes (5)
- [F1]Represents shares sold by the Reporting Person to satisfy tax obligations in connection with an exercise of stock appreciation rights.
- [F2]The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $16.16 to $16.20, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- [F3]The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $15.92 to $16.00, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- [F4]The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $15.86 to $15.93, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- [F5]Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.