Doherty Kenneth J 4

4 · Northfield Bancorp, Inc. · Filed May 30, 2018

Form 4

Period: 2018-05-29

EVP

Transactions

Sale
Common Stock
2018-05-29$16.08/sh−2,802$45,066→ 220,017 total
Sale
Common Stock
2018-05-29$16.15/sh−8,000$129,170→ 212,017 total
Exercise/Conversion
Common Stock
2018-05-30$7.08/sh+29,000$205,465→ 241,017 total
Tax Payment
Common Stock
2018-05-30$16.37/sh−12,552$205,476→ 228,465 total
Exercise/Conversion
Stock Appreciation Rights
2018-05-30−29,000→ 128,856 total
Exercise: $7.08From: 2010-01-30Exp: 2019-01-30→ Common Stock (29,000 underlying)

Holdings

Common Stock
(indirect: By Spouse)
3,368.237
Stock Options
Exercise: $13.13From: 2015-06-11Exp: 2024-06-11→ Common Stock (207,000 underlying)
207,000
Stock Options
Exercise: $14.67From: 2016-05-27Exp: 2025-05-27→ Common Stock (75,000 underlying)
75,000
Common Stock
(indirect: By ESOP)
24,974.907
Common Stock
(indirect: By 401(k))
44,904.369

Footnotes (4)

[F1]Represents shares sold by the Reporting Person to satisfy tax obligations in connection with the vesting of an equity award.
[F2]The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $15.99 to $16.38, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
[F3]The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $16.07 to $16.36, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
[F4]Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.

Documents

1 file