Doherty Kenneth J 4
4 · Northfield Bancorp, Inc. · Filed Jun 15, 2018
Insider Transaction Report
Form 4
Transactions
- Exercise/Conversion
Stock Appreciation Rights
2018-06-15−58,291→ 70,565 totalExercise: $7.08From: 2010-01-30Exp: 2019-01-30→ Common Stock (58,291 underlying) - Tax Payment
Common Stock
2018-06-15$16.58/sh−24,910$413,008→ 240,258 total - Sale
Common Stock
2018-06-13$16.36/sh−16,000$261,736→ 206,877 total - Exercise/Conversion
Common Stock
2018-06-15$7.08/sh+58,291$412,992→ 265,168 total
Holdings
- 44,885.627(indirect: By 401(k))
Common Stock
- 24,974.907(indirect: By ESOP)
Common Stock
- 207,000
Stock Options
Exercise: $13.13From: 2015-06-11Exp: 2024-06-11→ Common Stock (207,000 underlying) - 3,368.237(indirect: By Spouse)
Common Stock
- 75,000
Stock Options
Exercise: $14.67From: 2016-05-27Exp: 2025-05-27→ Common Stock (75,000 underlying)
Footnotes (2)
- [F1]Represents shares sold by the Reporting Person to satisfy tax obligations in connection with an exercise of stock appreciation rights.
- [F2]The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $16.26 to $16.54, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.