4//SEC Filing
WFD Ventures LLC 4
Accession 0001494650-18-000078
CIK 0001494650other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 5:14 PM ET
Size
8.6 KB
Accession
0001494650-18-000078
Insider Transaction Report
Form 4
OptiNose, Inc.OPTN
WFD Ventures LLC
10% Owner
Transactions
- Other
Common Stock
2018-06-28−2,195,914→ 817,225 total(indirect: By LLC) - Other
Warrant (Right to Buy)
2018-06-28−1,488,366→ 0 total(indirect: By LLC)Exercise: $8.16Exp: 2020-11-01→ Common Stock (1,488,366 underlying)
Footnotes (6)
- [F1]TKWD Ventures LLC distributed these shares to its members on a pro rata basis, for no consideration.
- [F2]WFD Ventures LLC is the general partner of TKWD Ventures LLC and owns an approximately 10% interest therein. WFD Ventures LLC therefore received 221,288 shares of Optinose common stock distributed by TKWD Ventures LLC and now owns those shares directly. Additionally, WFD Ventures LLC may be deemed to have sole voting and investment power over the 817,225 shares owned by TKWD Ventures LLC following the distribution of shares reported herein.
- [F3]The reportable securities are owned directly by TKWD Ventures LLC. WFD Ventures LLC is the general partner of TKWD Ventures LLC and may be deemed to have sole voting and investment power over the shares owned by TKWD Ventures LLC.
- [F4]TKWD Ventures LLC distributed these warrants to its members on a pro rata basis, for no consideration.
- [F5]All warrants are currently exercisable.
- [F6]WFD Ventures LLC is the general partner of TKWD Ventures LLC and owns an approximately 10% interest therein. WFD Ventures LLC therefore received 158,571 warrants to purchase shares of Optinose common stock distributed by TKWD Ventures LLC and now owns those warrants directly.
Documents
Issuer
OptiNose, Inc.
CIK 0001494650
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001720002
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 5:14 PM ET
- Size
- 8.6 KB