4//SEC Filing
Miller Peter K 4
Accession 0001494650-21-000112
CIK 0001494650other
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 1:58 PM ET
Size
11.1 KB
Accession
0001494650-21-000112
Insider Transaction Report
Form 4
OptiNose, Inc.OPTN
Miller Peter K
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2021-09-15+79,508→ 720,211 total - Tax Payment
Common Stock
2021-09-15$2.79/sh−21,848$60,847→ 698,363 total - Tax Payment
Common Stock
2021-09-15$2.79/sh−2,289$6,375→ 696,074 total - Exercise/Conversion
Restricted Stock Units
2021-09-15−79,508→ 79,507 total→ Common Stock (79,508 underlying)
Holdings
- 104,413(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]Represents the vesting of restricted stock units (RSUs) granted on September 15, 2020. 50% of the RSUs subject to this award shall vest on September 15, 2021 and the balance shall vest on September 15, 2022, subject to the reporting person's continuous service through such vesting date.
- [F2]Includes 6,038 shares acquired under the Optinose, Inc. 2017 Employee Stock Purchase Plan on June 30, 2021 at a price of $2.72
- [F3]Represents the cancellation of RSUs in satisfaction of the reporting persons tax liability on the vesting of an RSU grant received on September 15, 2020.
- [F4]Represents the cancellation of RSUs in satisfaction of the reporting person's tax liability on the vesting of an RSU grant received on March 6, 2020.
- [F5]RSUs convert into common stock on a one-for-one basis.
Documents
Issuer
OptiNose, Inc.
CIK 0001494650
Entity typeother
Related Parties
1- filerCIK 0001493024
Filing Metadata
- Form type
- 4
- Filed
- Sep 16, 8:00 PM ET
- Accepted
- Sep 17, 1:58 PM ET
- Size
- 11.1 KB