4//SEC Filing
Miller Peter K 4
Accession 0001494650-22-000002
CIK 0001494650other
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 3:57 PM ET
Size
10.1 KB
Accession
0001494650-22-000002
Insider Transaction Report
Form 4
OptiNose, Inc.OPTN
Miller Peter K
DirectorChief Executive Officer
Transactions
- Award
Stock Option (Right to Buy)
2022-01-11+221,500→ 221,500 totalExercise: $1.85Exp: 2032-01-11→ Common Stock (221,500 underlying) - Award
Common Stock
2022-01-11+215,500→ 906,800 total - Award
Stock Option (Right to Buy)
2022-01-11+250,000→ 250,000 totalExercise: $1.85Exp: 2026-01-11→ Common Stock (250,000 underlying)
Footnotes (4)
- [F1]Represents the grant of restricted stock units (RSUs). Twenty-five percent (25%) of the RSUs vest on January 11, 2023, and the balance vests in equal quarterly installments over the remaining three years of the four-year period, subject to continued service with the Issuer. Each RSU represents the right to receive one share of common stock of OptiNose, Inc.
- [F2]The option vests and becomes exercisable over a four-year period commencing on January 11, 2022. Twenty-five percent (25%) of the option vests and becomes exercisable on January 11, 2023, and the balance vests in equal monthly installments (rounded down to the nearest whole share) over the remaining three years of the four-year period, subject to continued service with the Issuer.
- [F3]Represents the maximum number of options eligible to vest during the 4-year vesting period subject to the achievement of certain performance-based objectives relating to the trading price of OptiNose, Inc. common stock. If the minimum performance criteria relating to the trading price of OptiNose, Inc. common stock is not achieved, then none of the options will be eligible to vest.
- [F4]The option vests and becomes exercisable over a four-year period, commencing on January 11, 2022, subject to the achievement of certain performance-based objectives relating to the trading price of OptiNose, Inc. common stock and continued service with the Issuer.
Documents
Issuer
OptiNose, Inc.
CIK 0001494650
Entity typeother
Related Parties
1- filerCIK 0001493024
Filing Metadata
- Form type
- 4
- Filed
- Jan 11, 7:00 PM ET
- Accepted
- Jan 12, 3:57 PM ET
- Size
- 10.1 KB