Home/Filings/4/0001494650-22-000010
4//SEC Filing

Clavelli Victor M 4

Accession 0001494650-22-000010

CIK 0001494650other

Filed

Jan 11, 7:00 PM ET

Accepted

Jan 12, 4:06 PM ET

Size

10.1 KB

Accession

0001494650-22-000010

Insider Transaction Report

Form 4
Period: 2022-01-11
Clavelli Victor M
Chief Commercial Officer
Transactions
  • Award

    Stock Option (Right to Buy)

    2022-01-11+85,09585,095 total
    Exercise: $1.85Exp: 2032-01-11Common Stock (85,095 underlying)
  • Award

    Common Stock

    2022-01-11+56,730195,398 total
  • Award

    Stock Option (Right to Buy)

    2022-01-11+66,18566,185 total
    Exercise: $1.85Exp: 2026-01-11Common Stock (66,185 underlying)
Footnotes (4)
  • [F1]Represents the grant of restricted stock units (RSUs). Twenty-five percent (25%) of the RSUs vest on January 11, 2023, and the balance vests in equal quarterly installments over the remaining three years of the four-year period, subject to continued service with the Issuer. Each RSU represents the right to receive one share of common stock of OptiNose, Inc.
  • [F2]The option vests and becomes exercisable over a four-year period commencing on January 11, 2022. Twenty-five percent (25%) of the option vests and becomes exercisable on January 11, 2023, and the balance vests in equal monthly installments (rounded down to the nearest whole share) over the remaining three years of the four-year period, subject to continued service with the Issuer.
  • [F3]Represents the maximum number of options eligible to vest during the 4-year vesting period subject to the achievement of certain performance-based objectives relating to the trading price of OptiNose, Inc. common stock. If the minimum performance criteria relating to the trading price of OptiNose, Inc. common stock is not achieved, then none of the options will be eligible to vest.
  • [F4]The option vests and becomes exercisable over a four-year period, commencing on January 11, 2022, subject to the achievement of certain performance-based objectives relating to the trading price of OptiNose, Inc. common stock and continued service with the Issuer.

Issuer

OptiNose, Inc.

CIK 0001494650

Entity typeother

Related Parties

1
  • filerCIK 0001803982

Filing Metadata

Form type
4
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 4:06 PM ET
Size
10.1 KB