4//SEC Filing
Janis Michele 4
Accession 0001494650-22-000104
CIK 0001494650other
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 5:36 PM ET
Size
8.2 KB
Accession
0001494650-22-000104
Insider Transaction Report
Form 4
OptiNose, Inc.OPTN
Janis Michele
Acting Chief Financial Officer
Transactions
- Sale
Common Stock
2022-09-16$3.55/sh−1,332$4,729→ 49,015 total - Award
Common Stock
2022-09-15+1,333→ 50,347 total - Sale
Common Stock
2022-09-20$3.56/sh−406$1,445→ 48,609 total
Footnotes (2)
- [F1]Represents the grant of performance-based restricted stock units (Performance RSUs) on March 6, 2020. Fifty percent (50%) of the Performance RSUs vested on June 15, 2022, upon achievement of certain milestones in connection with the Company's development programs. The balance vests in eight equal quarterly installments, subject to continued service with the Issuer. Each Performance RSU represents the right to receive one share of common stock of OptiNose, Inc.
- [F2]Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted share units. This sale is mandated by the issuer's award agreement under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
Documents
Issuer
OptiNose, Inc.
CIK 0001494650
Entity typeother
Related Parties
1- filerCIK 0001932657
Filing Metadata
- Form type
- 4
- Filed
- Sep 19, 8:00 PM ET
- Accepted
- Sep 20, 5:36 PM ET
- Size
- 8.2 KB