4//SEC Filing
Willdan Group, Inc. 4
Accession 0001494655-14-000007
$WLDNCIK 0001370450operating
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 6:26 PM ET
Size
9.3 KB
Accession
0001494655-14-000007
Insider Transaction Report
Form 4
Wedbush Opportunity Capital, LLC
10% Owner
Transactions
- Sale
Class A Common Stock
2014-08-13$9.53/sh−35,000$333,550→ 728,598 total(indirect: see footnotes)
Footnotes (3)
- [F1]The securities are held directly by Wedbush Opportunity Partners, L.P. (the Fund) for the benefit of the Funds investors. Such securities may be deemed to be indirectly beneficially owned by Wedbush Opportunity Capital, LLC (the General Partner), as the general partner of the Fund, and Jeremy Q. Zhu as a Managing Director of the General Partner and lead member of the General Partners investment team that manages the Funds portfolio. Mr. Zhu, the Fund and the General Partner are the Filers. Wedbush Opportunity Capital, LLC and Jeremy Zhu, Managing Director, disclaim beneficial ownership of shares owned by Wedbush Opportunity Partners, LP, except to the extent of any pecuniary interest therein.
- [F2]The Filers and their affiliates report beneficial ownership in conformity with the guidelines articulated by the SEC in Release No. 34-39538 (January 12, 1998) relating to organizations such as the Filers and their affiliates, where related entities exercise voting and investment powers over securities that they hold independently from each other. The General Partners and Mr. Zhus voting and investment powers over the securities held by the Fund are exercised independently from all of the Filers other affiliates. The members of the Funds investment team are also compensated separately from the investment professionals of such affiliates. Further, internal policies and procedures of the Filers and their affiliates establish informational barriers that prevent the flow of information that relates to the voting and investment powers between the Filers and such affiliates.
- [F3]Consequently, the Filers and such affiliates report the securities over which they hold investment and voting power separately from each other for purposes of Section 13 of the Act.
Documents
Issuer
Willdan Group, Inc.
CIK 0001370450
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001370450
Filing Metadata
- Form type
- 4
- Filed
- Aug 13, 8:00 PM ET
- Accepted
- Aug 14, 6:26 PM ET
- Size
- 9.3 KB