Home/Filings/4/0001495376-10-000004
4//SEC Filing

Carmignani Donald R 4

Accession 0001495376-10-000004

CIK 0000880562other

Filed

Sep 2, 8:00 PM ET

Accepted

Sep 3, 12:09 PM ET

Size

11.4 KB

Accession

0001495376-10-000004

Insider Transaction Report

Form 4
Period: 2010-09-01
Transactions
  • Conversion

    Common Stock

    2010-09-01$3.50/sh+476,278$1,666,9731,162,024 total
  • Conversion

    Subordinated Purchase Note

    2010-09-01
    Exercise: $3.50Common Stock
  • Conversion

    Common Stock

    2010-09-01$3.50/sh+113,320$396,6201,275,344 total
  • Conversion

    Subordinated Indemnity Note

    2010-09-01
    Exercise: $3.50Common Stock
Footnotes (3)
  • [F1]The shares reported on this line were acquired by the reporting person upon the conversion by the issuer of the reporting person's Subordinated Purchase Note at a conversion price of $3.50 per share.
  • [F2]The shares reported on this line were acquired by the reporting person upon the conversion by the issuer of the reporting person's Subordinated Indemnity Note at a conversion price of $3.50 per share.
  • [F3]The notes became exercisable on August 31, 2010 and had a maturity date of September 29, 2015 if not converted earlier. The notes were converted into shares of common stock at the election of the issuer on September 1, 2010 at a conversion price of $3.50 per share.

Issuer

UNIFY CORP

CIK 0000880562

Entity typeother

Related Parties

1
  • filerCIK 0001495623

Filing Metadata

Form type
4
Filed
Sep 2, 8:00 PM ET
Accepted
Sep 3, 12:09 PM ET
Size
11.4 KB