Bravo Brio Restaurant Group, Inc. 4
4 · Bravo Brio Restaurant Group, Inc. · Filed Dec 5, 2016
Insider Transaction Report
Form 4
Doody Alton F III
Director
Transactions
- Exercise/Conversion
Common Shares, no par value per share
2016-12-01$1.45/sh+29,690$43,051→ 680,804 total - Exercise/Conversion
Common Shares, no par value per share
2016-12-05$1.45/sh+47,235$68,491→ 698,349 total - Sale
Common Shares, no par value per share
2016-12-01$4.08/sh−29,690$121,076→ 651,114 total - Exercise/Conversion
Common Shares, no par value per share
2016-12-02$1.45/sh+13,505$19,582→ 664,619 total - Sale
Common Shares, no par value per share
2016-12-02$3.90/sh−13,505$52,642→ 651,114 total - Sale
Common Shares, no par value per share
2016-12-05$3.77/sh−17,834$67,261→ 680,515 total - Exercise/Conversion
Stock Option (right to buy)
2016-12-01−29,690→ 60,740 totalExercise: $1.45From: 2010-10-26Exp: 2016-12-20→ Common Shares, no par value per share (29,690 underlying) - Exercise/Conversion
Stock Option (right to buy)
2016-12-05−47,235→ 0 totalExercise: $1.45From: 2010-10-26Exp: 2016-12-20→ Common Shares, no par value per share (47,235 underlying) - Exercise/Conversion
Stock Option (right to buy)
2016-12-02−13,505→ 47,235 totalExercise: $1.45From: 2010-10-26Exp: 2016-12-20→ Common Shares, no par value per share (13,505 underlying)
Footnotes (5)
- [F1]The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F2]Represents shares sold to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.15, inclusive. Mr. Doody has provided to Bravo Brio Restaurant Group, Inc. (the "Company") and undertakes to provide to any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.85 to $3.95, inclusive. Mr. Doody has provided to Bravo Brio Restaurant Group, Inc. (the "Company") and undertakes to provide to any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.95, inclusive. Mr. Doody has provided to Bravo Brio Restaurant Group, Inc. (the "Company") and undertakes to provide to any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.