4//SEC Filing
GATHMAN JONATHAN R. 4
Accession 0001497869-19-000002
CIK 0000767405other
Filed
Dec 30, 7:00 PM ET
Accepted
Dec 31, 12:51 PM ET
Size
8.8 KB
Accession
0001497869-19-000002
Insider Transaction Report
Form 4
GATHMAN JONATHAN R.
Other
Transactions
- Conversion
COMMON STOCK
2019-12-26+4,954→ 27,326 total(indirect: By Spouse) - Conversion
SERIES A 6.50% PREFERRED STOCK
2019-12-26−5,000→ 0 totalExercise: $0.00→ COMMON STOCK (4,954 underlying)
Holdings
- 4,916
COMMON STOCK
- 9,646(indirect: ESOP)
COMMON STOCK
Footnotes (2)
- [F1]THE SHARES WERE ACQUIRED PURSUANT TO A GRANT OF RESTRICTED STOCK UNITS UNDER THE COMPANY'S STOCK INCENTIVE PLAN. THE AWARD VESTS IN FOUR EQUAL INTALLMENTS BEGINNING FEBRUARY 5TH. 2016 AWARD=1,992; 1494 SHS VESTED=498 2017 AWARD=2,936; 1468 SHS VESTED=1468 2018 AWARD=1,800; 450 SHS VESTED=1350 2019 AWARD=1,600 (498+1468+1350+1600=4,916)
- [F2]THE SERIES A CONVERTIBLE PREFERRED STOCK WAS CONVERTIBLE INTO COMMON STOCK AFTER 5 YEARS AND HAD NO EXPIRATION DATE. THE ISSUER EXERCISES ITS RIGHT TO MANDATORILY CONVERT ALL OUTSTANDING SHARES OF SERIES A PREFERRED STOCK EFFECTIVE DECEMBER 26, 2019. AS OF SUCH DATE, EACH SHARE OF SERIES A PREFERRED STOCK WAS CONVERTED AT A CONVERSION RATE OF .9908093
Documents
Issuer
SB FINANCIAL GROUP, INC.
CIK 0000767405
Entity typeother
Related Parties
1- filerCIK 0001497869
Filing Metadata
- Form type
- 4
- Filed
- Dec 30, 7:00 PM ET
- Accepted
- Dec 31, 12:51 PM ET
- Size
- 8.8 KB