CAPITAL ONE FINANCIAL CORP·4

Feb 5, 4:58 PM ET

LaPrade,III Frank G. 4

4 · CAPITAL ONE FINANCIAL CORP · Filed Feb 5, 2026

Research Summary

AI-generated summary of this filing

Updated

Capital One (COF) Frank LaPrade Receives Restricted Stock Award

What Happened

  • Frank G. LaPrade III, Chief Enterprise Services Officer at Capital One Financial Corp (COF), was granted 8,150 restricted stock units (RSUs) on February 3, 2026. The award shows an acquisition price of $0.00 (an equity grant, not a purchase), so no cash changed hands at grant.

Key Details

  • Transaction date: 2026-02-03; filing date: 2026-02-05 (timely Form 4 filing).
  • Grant: 8,150 RSUs at $0.00 per unit (award/acquisition code A).
  • Vesting: The RSUs vest in one-third increments beginning February 15, 2027 and annually thereafter (each RSU converts to one share upon vesting). (Footnote F1)
  • Other note: Footnote F2 references the reporting person's equivalent share ownership in the Company’s 401(k) plan as of the latest transaction date.
  • Shares owned after transaction: not specified in this Form 4.

Context

  • RSU grants are a form of compensation and do not represent an immediate market purchase or sale; shares will be issued to the insider only as the units vest. Such awards are common for executives and are not direct indicators of buying or selling intent.

Insider Transaction Report

Form 4
Period: 2026-02-03
LaPrade,III Frank G.
Chief Enterprise Srvcs Officer
Transactions
  • Award

    Common Stock

    [F1]
    2026-02-03+8,15056,465 total
Holdings
  • Common Stock

    [F2]
    (indirect: By 401(k))
    820
Footnotes (2)
  • [F1]This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
  • [F2]Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.
Signature
/s/ Blaise F. Brennan (POA on file)|2026-02-05

Documents

1 file
  • 4
    wk-form4_1770328709.xmlPrimary

    FORM 4