LaPrade,III Frank G. 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Apr 9, 2026
Research Summary
AI-generated summary of this filing
Capital One (COF) Frank G. LaPrade III Receives RSU Award
What Happened
Frank G. LaPrade III, Chief Enterprise Services Officer at Capital One (COF), was granted 11,041 restricted stock units (RSUs) on 2026-04-07. The award was reported at $0.00 per unit (no cash purchase); RSUs are a contingent right to receive shares if and when they vest.
Key Details
- Transaction date: 2026-04-07; type: Award/Grant (Code A) — 11,041 RSUs @ $0.00 (total reported $0).
- Vesting: Per footnote F1, the award vests in 1/3 increments beginning April 7, 2027 and annually thereafter. Each RSU equals a contingent right to one share upon vesting.
- Shares owned after transaction: Not specified in the filing; footnote F2 notes the reporting person's equivalent share ownership in the Company 401(k) plan as of the latest transaction.
- Filing timeliness: Report filed 2026-04-09 for a 2026-04-07 transaction (appears timely).
- No sale or purchase of shares occurred; this is a compensation award.
Context
RSU grants are a common form of executive compensation. They are not an immediate purchase or sale and do not indicate an immediate change in the insider’s cash position. Vesting schedule means the recipient must remain employed to receive shares over the next two years (one-third each year starting 4/7/2027).
Insider Transaction Report
Form 4
LaPrade,III Frank G.
Chief Enterprise Srvcs Officer
Transactions
- Award
Common Stock
[F1]2026-04-07+11,041→ 69,283 total
Holdings
- 830(indirect: By 401(k))
Common Stock
[F2]
Footnotes (2)
- [F1]This restricted stock unit award will vest in 1/3 increments beginning on April 7, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
- [F2]Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.
Signature
/s/ Blaise F. Brennan (POA on file)|2026-04-09