Carlucci Joseph A 4
4 · American Renal Associates Holdings, Inc. · Filed Mar 13, 2018
Insider Transaction Report
Form 4
Carlucci Joseph A
DirectorCEO
Transactions
- Award
Common Stock
2018-03-09+63,547→ 127,302 total - Tax Payment
Common Stock
2018-03-10$22.33/sh−6,200$138,446→ 121,102 total
Holdings
- 654,285(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]Reflects grant of restricted stock that vests in four annual installments beginning March 9, 2019, with 29.167% of such shares vesting on the first three anniversaries of the grant date and the remaining unvested shares vesting on the fourth anniversary.
- [F2]Reflects shares withheld by the issuer to satisfy tax withholding obligations upon the vesting of previously granted shares of restricted stock.
- [F3]Shares held by trust for the benefit of the Reporting Person's family. The Reporting Person disclaims beneficial ownership of the shares held by such trusts, except to the extent of his pecuniary interest therein. The filing of this statement by the Reporting Person shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, such Reporting Person is the beneficial owner of the securities reported herein.