Pei Jun 4
4 · Cepton, Inc. · Filed Aug 11, 2023
Insider Transaction Report
Form 4
Cepton, Inc.CPTN
Pei Jun
DirectorCEO and President10% Owner
Transactions
- Sale
Common Stock
2023-08-10$0.78/sh−250,000$195,000→ 25,704,268 total(indirect: See footnote) - Gift
Common Stock
2023-08-10−1,250,000→ 24,454,268 total(indirect: See footnote)
Holdings
- 1,580,916
Common Stock
- 71,154(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]The Reporting Person disposed 250,000 shares of Common Stock in multiple trades at prices ranging from $0.74 to $0.82, per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F2]The shares of Common Stock are held by the Pei 2000 Trust, of which the reporting person is a trustee.
- [F3]The shares of stock were gifted for no consideration.