4//SEC Filing
Han Liqun 4
Accession 0001498233-23-000065
CIK 0001498233other
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 6:00 PM ET
Size
6.5 KB
Accession
0001498233-23-000065
Insider Transaction Report
Form 4
Cepton, Inc.CPTN
Han Liqun
Chief Operating Officer
Transactions
- Sale
Common Stock
2023-08-21$0.56/sh−18,673$10,457→ 512,855 total
Holdings
- 489,847(indirect: See footnote.)
Common Stock
Footnotes (3)
- [F1]Represents shares sold to satisfy tax withholding obligations of the Reporting Person in connection with the vesting of restricted stock units.
- [F2]The Reporting Person disposed 18,673 shares of Common Stock in multiple trades at prices ranging from $0.55 to $0.56 per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F3]The shares of Common Stock are held by the Han-Ouyang Living Trust, U/A, dated March 21, 2021, of which the reporting person is a trustee.
Documents
Issuer
Cepton, Inc.
CIK 0001498233
Entity typeother
Related Parties
1- filerCIK 0001888562
Filing Metadata
- Form type
- 4
- Filed
- Aug 21, 8:00 PM ET
- Accepted
- Aug 22, 6:00 PM ET
- Size
- 6.5 KB