JAFFE DAVID R 4
4 · Ascena Retail Group, Inc. · Filed Sep 22, 2017
Insider Transaction Report
Form 4
JAFFEE DAVID R
DirectorPresident & CEO
Transactions
- Exercise/Conversion
Restricted Stock Units
2017-09-21−51,734→ 103,438 total→ Common (51,734 underlying) - Tax Payment
Common
2017-09-21$2.11/sh−17,771$37,497→ 11,661,604 total - Exercise/Conversion
Common
2017-09-21+51,734→ 11,679,375 total
Footnotes (3)
- [F1]Restricted stock units convert into common stock on a one-for-one basis.
- [F2]Granted under the Company's 2016 Omnibus Incentive Plan.
- [F3]On September 21, 2016, the reporting person was granted 155,172 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date.