Pershing John E 4
4 · Ascena Retail Group, Inc. · Filed Sep 22, 2017
Insider Transaction Report
Form 4
Pershing John E
EVP, Chief HR Officer
Transactions
- Exercise/Conversion
Common
[F1]2017-09-21+5,173→ 33,871 total - Tax Payment
Common
2017-09-21$2.11/sh−1,752$3,697→ 32,119 total - Exercise/Conversion
Common
[F1]2017-09-21+23,707→ 55,826 total - Tax Payment
Common
2017-09-21$2.11/sh−8,025$16,933→ 47,801 total - Exercise/Conversion
Restricted Stock Units
[F2][F1][F3]2017-09-21−5,173→ 10,345 total→ Common (5,173 underlying) - Exercise/Conversion
Restricted Stock Units
[F2][F4]2017-09-21−23,707→ 23,707 total→ Common (23,707 underlying)
Footnotes (4)
- [F1]Restricted stock units convert into common stock on a one-for-one basis.
- [F2]Granted under the Company's 2016 Omnibus Incentive Plan.
- [F3]On September 21, 2016, the reporting person was granted 15,518 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date.
- [F4]On September 21, 2016, the reporting person was granted 47,414 restricted stock units, vesting in two annual installments beginning on the first anniversary of the grant date.
Signature
Mary Beth Riley, Powe of Attorney|2017-09-22