Home/Filings/4/0001498301-17-000075
4//SEC Filing

LAWTHER KRILL KATHERINE 4

Accession 0001498301-17-000075

CIK 0001498301other

Filed

Sep 24, 8:00 PM ET

Accepted

Sep 25, 3:08 PM ET

Size

10.9 KB

Accession

0001498301-17-000075

Insider Transaction Report

Form 4
Period: 2017-09-22
Transactions
  • Exercise/Conversion

    Common

    2017-09-22+16,01020,246 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-09-2216,0100 total
    Common (16,010 underlying)
Holdings
  • Common

    (indirect: By GRAT)
    299,476
Footnotes (4)
  • [F1]Restricted stock units convert into common stock on a one-for-one basis.
  • [F2]On December 12, 2016, the reporting person contributed 299,476 shares previously owned directly by her to a grantor retained annuity trust (the "GRAT"). The shares contributed to the GRAT are now being reported as indirectly held by the reporting person.
  • [F3]Granted under the Company's 2016 Omnibus Incentive Plan.
  • [F4]On September 22, 2016, the reporting person was granted 16,010 restricted stock units, vesting one year from the grant date.

Issuer

Ascena Retail Group, Inc.

CIK 0001498301

Entity typeother

Related Parties

1
  • filerCIK 0001140530

Filing Metadata

Form type
4
Filed
Sep 24, 8:00 PM ET
Accepted
Sep 25, 3:08 PM ET
Size
10.9 KB