LAWTHER KRILL KATHERINE 4
4 · Ascena Retail Group, Inc. · Filed Sep 25, 2017
Insider Transaction Report
Form 4
LAWTHER KRILL KATHERINE
Director
Transactions
- Exercise/Conversion
Common
2017-09-22+16,010→ 20,246 total - Exercise/Conversion
Restricted Stock Units
2017-09-22−16,010→ 0 total→ Common (16,010 underlying)
Holdings
- 299,476(indirect: By GRAT)
Common
Footnotes (4)
- [F1]Restricted stock units convert into common stock on a one-for-one basis.
- [F2]On December 12, 2016, the reporting person contributed 299,476 shares previously owned directly by her to a grantor retained annuity trust (the "GRAT"). The shares contributed to the GRAT are now being reported as indirectly held by the reporting person.
- [F3]Granted under the Company's 2016 Omnibus Incentive Plan.
- [F4]On September 22, 2016, the reporting person was granted 16,010 restricted stock units, vesting one year from the grant date.