LAWTHER KRILL KATHERINE 4
4 · Ascena Retail Group, Inc. · Filed Dec 11, 2017
Insider Transaction Report
Form 4
LAWTHER KRILL KATHERINE
Director
Transactions
- Exercise/Conversion
Common
2017-12-10+4,235→ 24,481 total - Exercise/Conversion
Restricted Stock Units
2017-12-10−4,235→ 4,237 total→ Common (4,235 underlying)
Holdings
- 299,476(indirect: By GRAT)
Common
Footnotes (4)
- [F1]Restricted stock units convert into common stock on a one-for-one basis.
- [F2]On December 12, 2016, the reporting person contributed 299,476 shares previously owned directly by her to a grantor retained annuity trust (the "GRAT"). The shares contributed to the GRAT are now being reported as indirectly held by the reporting person.
- [F3]Granted under the Company's 2010 Stock Incentive Plan.
- [F4]On December 10, 2015, the reporting person was granted 12,708 restricted stock units, vesting in three annual installments being on the first anniversary of the grant date.