Home/Filings/4/0001498301-17-000115
4//SEC Filing

LAWTHER KRILL KATHERINE 4

Accession 0001498301-17-000115

CIK 0001498301other

Filed

Dec 10, 7:00 PM ET

Accepted

Dec 11, 1:42 PM ET

Size

8.0 KB

Accession

0001498301-17-000115

Insider Transaction Report

Form 4
Period: 2017-12-10
Transactions
  • Exercise/Conversion

    Common

    2017-12-10+4,23524,481 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-12-104,2354,237 total
    Common (4,235 underlying)
Holdings
  • Common

    (indirect: By GRAT)
    299,476
Footnotes (4)
  • [F1]Restricted stock units convert into common stock on a one-for-one basis.
  • [F2]On December 12, 2016, the reporting person contributed 299,476 shares previously owned directly by her to a grantor retained annuity trust (the "GRAT"). The shares contributed to the GRAT are now being reported as indirectly held by the reporting person.
  • [F3]Granted under the Company's 2010 Stock Incentive Plan.
  • [F4]On December 10, 2015, the reporting person was granted 12,708 restricted stock units, vesting in three annual installments being on the first anniversary of the grant date.

Issuer

Ascena Retail Group, Inc.

CIK 0001498301

Entity typeother

Related Parties

1
  • filerCIK 0001140530

Filing Metadata

Form type
4
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 1:42 PM ET
Size
8.0 KB