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Ascena Retail Group, Inc.·4

Sep 25, 11:51 AM ET

Pershing John E 4

4 · Ascena Retail Group, Inc. · Filed Sep 25, 2018

Insider Transaction Report

Form 4
Period: 2018-09-21
Ascena Retail Group, Inc.ASNA
Pershing John E
EVP, Chief HR Officer
Transactions
  • Exercise/Conversion

    Common

    [F1]
    2018-09-21+5,172→ 71,650 total
  • Exercise/Conversion

    Common

    [F1]
    2018-09-21+23,707→ 95,357 total
  • Tax Payment

    Common

    2018-09-21$4.22/sh−1,596$6,735→ 93,761 total
  • Tax Payment

    Common

    2018-09-21$4.22/sh−7,314$30,865→ 86,447 total
  • Exercise/Conversion

    Restricted Stock Units

    [F2][F1][F3]
    2018-09-21−5,172→ 5,173 total
    → Common (5,172 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    [F2][F1][F4]
    2018-09-21−23,707→ 0 total
    → Common (23,707 underlying)
Footnotes (4)
  • [F1]Restricted stock units convert into common stock on a one-for-one basis.
  • [F2]Granted under the Company's 2016 Omnibus Incentive Plan.
  • [F3]On September 21, 2016, the reporting person was granted 15,518 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date.
  • [F4]On September 21, 2016, the reporting person was granted 47,414 restricted stock units, vesting in two annual installments beginning on the first anniversary of the grant date.
Signature
Mary Beth Riley, Powe of Attorney|2018-09-25

Documents

2 files