4//SEC Filing
JAFFE DAVID R 4
Accession 0001498301-19-000059
CIK 0001498301other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 4:55 PM ET
Size
9.1 KB
Accession
0001498301-19-000059
Insider Transaction Report
Form 4
JAFFEE DAVID R
DirectorPresident & CEO
Transactions
- Exercise/Conversion
Common
2019-06-28+51,720→ 11,770,373 total - Exercise/Conversion
Restricted Stock Units
2019-06-28−51,720→ 0 total→ Common (51,720 underlying) - Tax Payment
Common
2019-06-28$0.61/sh−16,215$9,891→ 11,754,158 total
Footnotes (4)
- [F1]Restricted stock units convert into common stock on a one-for-one basis.
- [F2]Granted under the Company's 2016 Omnibus Incentive Plan.
- [F3]On September 21, 2016, the reporting person ws granted 155,172 restricted stock units, vesting in three installments beginning on the first anniversary of the grant date.
- [F4]All of the reporting person's unvested restricted stock units became fully vested in connection with the reporting person's retirement as an employee of the Company effective June 28, 2019 and satisfaction of the "Total Years Test" under the Company's 2016 Omnibus Incentive Plan. The "Total Years Test" means 75 years, based on the sum of: (i) the total number of years of employment with the Company or an affiliate, plus (ii) the employee's age, which must be at least age 60.
Documents
Issuer
Ascena Retail Group, Inc.
CIK 0001498301
Entity typeother
Related Parties
1- filerCIK 0001234433
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 4:55 PM ET
- Size
- 9.1 KB