MARSHALL DAVID M 4
4 · InterMetro Communications, Inc. · Filed Oct 6, 2010
Insider Transaction Report
Form 4
MARSHALL DAVID M
10% Owner
Transactions
- Other
Warrant
2010-10-05+125,000→ 125,000 total(indirect: see note)Exercise: $0.01From: 2010-10-05Exp: 2017-10-05→ Common Stock (125,000 underlying) - Other
Warrant
2009-07-15+100,000→ 100,000 total(indirect: see note)Exercise: $0.50From: 2009-07-15Exp: 2016-07-14→ Common Stock (100,000 underlying) - Other
2008 Convertible Note
2010-10-05(indirect: see note)Exercise: $0.25From: 2010-10-05Exp: 2012-07-15→ Common Stock and Warrants - Other
Warrant
2010-10-05+100,000→ 100,000 total(indirect: see note)Exercise: $0.01From: 2010-10-05Exp: 2017-10-05→ Common Stock (100,000 underlying) - Other
Warrant
2010-10-05+100,000→ 100,000 total(indirect: see note)Exercise: $0.50From: 2009-07-15Exp: 2018-07-14→ Common Stock (100,000 underlying) - Other
Warrant
2010-10-05−100,000→ 0 total(indirect: see note)Exercise: $0.50From: 2009-07-15Exp: 2016-07-14→ Common Stock (100,000 underlying) - Other
2009 Convertible Note
2010-10-05(indirect: see note)Exercise: $0.25From: 2010-10-05Exp: 2012-02-28→ Common Stock and Warrants
Footnotes (4)
- [F1]These securities were acquired in connection with an amendment to a loan agreement.
- [F2]The securities are owned by the David Marshall Profit Sharing Plan, of which the reporting person is the sole trustee and beneficiary.
- [F3]Principal, fees and accrued interest are convertible into common stock. The amount reported represents the amount of principal and fees only. If the note is converted prior to March 31, 2011, the reporting person will also receive one warrant for each share of common stock issued upon such conversion. Each such warrant will be exercisable for one share of common stock at $0.01 per share for a period of seven years from the date of issue.
- [F4]The expiration date of the warrants was extended from July 14, 2016 to July 14, 2018 in connection with the amendment of a loan agreement.