K2M GROUP HOLDINGS, INC. 4
4 · K2M GROUP HOLDINGS, INC. · Filed Jun 16, 2016
Insider Transaction Report
Form 4
FERRER CARLOS A
Director
Transactions
- Award
Stock Option (Right to Buy)
2016-06-14+10,268→ 10,268 totalExercise: $14.38Exp: 2026-06-14→ Common Stock (10,268 underlying) - Award
Common Stock
2016-06-14+3,999→ 63,381 total
Holdings
- 57,796(indirect: See footnote)
Common Stock
- 1,583,941(indirect: See footnotes)
Common Stock
Footnotes (5)
- [F1]Represents securities held directly by FFC Partners III-B, L.P. ("FFC III-B").
- [F2]FFC GP III, LLC is the general partner of each of FFC III-B and FFC Executive Partners III, L.P. ("FFC EP III", and together with FFC III-B and FFC GP III, LLC, the "FFC Entities"). Carlos A. Ferrer, a member of the issuer's board of directors, is a manager of FFC GP III, LLC. Mr. Ferrer disclaims beneficial ownership of all securities held by the FFC Entities, except to the extent of his pecuniary interest therein, if any.
- [F3]Represents securities held directly by FFC EP III.
- [F4]Reflects a grant of restricted stock which vests in three equal installments on August 15, 2017, August 15, 2018, and August 15, 2019.
- [F5]An option which vests in three equal installments on August 15, 2017, August 15, 2018 and August 15, 2019.