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4//SEC Filing

BRODNAX BRETT 4

Accession 0001499807-18-000136

CIK 0001499807other

Filed

Nov 13, 7:00 PM ET

Accepted

Nov 14, 4:47 PM ET

Size

18.7 KB

Accession

0001499807-18-000136

Insider Transaction Report

Form 4
Period: 2018-11-09
Transactions
  • Disposition to Issuer

    Common Stock

    2018-11-09$27.50/sh5,451$149,9030 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2018-11-0914,4040 total
    Exercise: $15.00Exp: 2024-05-07Common Stock (14,404 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2018-11-0910,2680 total
    Exercise: $14.38Exp: 2026-06-14Common Stock (10,268 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2018-11-096,6550 total
    Exercise: $22.81Exp: 2027-06-05Common Stock (6,655 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2018-11-0910,5000 total
    Exercise: $23.46Exp: 2025-07-01Common Stock (10,500 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2018-11-095,7270 total
    Exercise: $23.59Exp: 2028-06-04Common Stock (5,727 underlying)
  • Disposition to Issuer

    Common Stock

    2018-11-09$27.50/sh30,949$851,0985,451 total
Footnotes (9)
  • [F1]On November 9, 2018, Stryker Corporation, a Michigan corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Austin Merger Sub Corp., a Delaware corporation and wholly-owned subsidiary of Parent ("Merger Sub"), dated as of August 29, 2018 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").
  • [F2]At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $27.50 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration").
  • [F3]Reflects shares of restricted stock.
  • [F4]Each Issuer restricted stock award ("RSA"), whether vested or unvested, outstanding immediately prior to the Effective Time was cancelled and entitled the holder of such RSA, as applicable, to receive, without interest, an amount in cash equal to the product of (i) the total number of shares of Issuer common stock subject to such award multiplied by (ii) the Merger Consideration, less any applicable withholding taxes.
  • [F5]These options were fully vested.
  • [F6]At the Effective Time, each stock option, whether vested or unvested, outstanding immediately before the Effective Time was cancelled and entitled the holder of such option to receive, without interest, an amount in cash equal to the product of (i) the total number of shares of Issuer common stock subject to the stock option multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price of such stock option, less any applicable withholding taxes.
  • [F7]These options were to vest ratably over a three year period beginning on June 14, 2017.
  • [F8]These options were to vest ratably over a three year period beginning on June 6, 2018.
  • [F9]These options were to vest ratably over a three year period beginning on June 5, 2019.

Issuer

K2M GROUP HOLDINGS, INC.

CIK 0001499807

Entity typeother

Related Parties

1
  • filerCIK 0001242772

Filing Metadata

Form type
4
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 4:47 PM ET
Size
18.7 KB