HARRELL JAMES A JR 5

5 · YADKIN VALLEY FINANCIAL CORP · Filed Feb 8, 2011

Form 5

Period: 2010-12-31

Director

Transactions

Purchase
Phantom Stock
2010-12-07$1.97/sh+19$37→ 50,291.316 total(indirect: By Deferred Compensation Plan)
→ Common Stock (19 underlying)
Purchase
Phantom Stock
2010-04-01$4.39/sh+800$3,509→ 50,291.316 total(indirect: By Deferred Compensation Plan)
→ Common Stock (800 underlying)
Purchase
Phantom Stock
2010-12-02$1.93/sh+2,289$4,419→ 50,291.316 total(indirect: By Deferred Compensation Plan)
→ Common Stock (2,289 underlying)
Purchase
Phantom Stock
2010-12-01$1.78/sh+2,233$3,966→ 50,291.316 total(indirect: By Deferred Compensation Plan)
→ Common Stock (2,233 underlying)
Purchase
Phantom Stock
2010-12-07$1.99/sh+1,824$3,623→ 50,291.316 total(indirect: By Deferred Comensation Plan)
→ Common Stock (1,824 underlying)
Purchase
Phantom Stock
2010-04-01$4.41/sh+45$198→ 50,291.316 total(indirect: By Deferred Compensation Plan)
→ Common Stock (45 underlying)
Purchase
Phantom Stock
2010-12-03$1.92/sh+2,308$4,429→ 50,291.316 total(indirect: By Deferred Compensation Plan)
→ Common Stock (2,308 underlying)
Purchase
Phantom Stock
2010-12-06$1.97/sh+1,898$3,747→ 50,291.316 total(indirect: By Deferred Compansation Plan)
→ Common Stock (1,898 underlying)

Footnotes (1)

[F1]Each share of Phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting person's termination of service as a director.

Documents

1 file