Hollar Jan H 4
4 · YADKIN VALLEY FINANCIAL CORP · Filed May 9, 2011
Insider Transaction Report
Form 4
Hollar Jan H
EVP & Chief Financial Officer
Transactions
- Purchase
Common Stock
2011-05-06$2.25/sh+34,222$77,000→ 59,222 total
Holdings
- 1,000
Stock Options
Exercise: $3.84From: 2010-12-08Exp: 2019-12-08→ Common stock (5,000 underlying)
Footnotes (2)
- [F1]THe issuer is a participant in the TARP Capital Purchase Program, As a result, the restricted stock grant to Ms. Hollar shall vest pursuant to the following schedule: 3,333 shares on 2/17/2012; 333 shares on 2/17/2013, and 3334 shares on 2/17/2014, provided however, that no restricted stock shall be vested prior to the earlies date permitted by sectioni 111 (b) (3) (D) of the Emergency EconomicStablization Act of 2008 and the regulations adopted pursuant thereof.
- [F2]Vests over a five-year period beginning 12/8/2010 (the one year anniversary date of the grant) currently 20% vested.