Kucia Mark A 4

Accession 0001501364-18-000137

CIK 0001501364other

View on SEC.gov Company Profile

Filed

Nov 20, 7:00 PM ET

Accepted

Nov 21, 4:19 PM ET

Size

31.2 KB

Accession

0001501364-18-000137

Insider Transaction Report

Form 4

Period: 2018-11-19

United Financial Bancorp, Inc.UBNK

Kucia Mark A

Other

Transactions

Award
Common Stock
2018-11-19+3,809→ 66,388.527 total
Award
Common Stock
2018-11-19+3,809→ 70,197.527 total

Holdings

Common Stock
(indirect: By 401(k))
27,954.69
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (63,536 underlying)
63,536
Stock Options
Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (5,187 underlying)
5,187
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (22,552 underlying)
22,552
Stock Options
Exercise: $9.50From: 2011-09-02Exp: 2021-09-02→ Common Stock (15,091 underlying)
15,091
Stock Options
Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (9,479 underlying)
9,479
Stock Options
Exercise: $13.73From: 2015-06-20Exp: 2024-06-20→ Common Stock (9,566 underlying)
9,566
Stock Options
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (14,835 underlying)
14,835
Stock Options
Exercise: $13.73From: 2015-06-20Exp: 2024-06-20→ Common Stock (3,188 underlying)
3,188
Stock Options
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (4,945 underlying)
4,945

Footnotes (26)

[F1]Includes 3,908 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 5,928 performance shares became 100% vested at target. The reported number of shares is net of 2,020 shares withheld by the Issuer for tax withholding purposes.
[F10]Includes 1,969 shares of restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,000 shares (x 1.5167 exchange ratio become 3,033 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 1,064 shares (302 x 1.5167 exchange ratio became 458 shares in March 2011, plus 606 shares since that time) withheld by the Issuer for tax withholding purposes.
[F11]Includes 11,753 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 17,783 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 6,030 shares withheld by the Issuer for tax withholding purposes.
[F12]Includes 1,981 shares of restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,000 shares (x 1.5167 exchange ratio become 3,033 shares) vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 1,052 shares (103 x 1.5167 exchange ratio became 156 shares in March 2011, plus 896 shares since that time) withheld by the Issuer for tax withholding purposes.
[F13]Includes 3,389 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
[F14]Includes 3,856 shares of restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 4,000 shares (x 1.5167 exchange ratio become 6,066 shares) will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 2,210 shares (1,188 x 1.5167 exchange ratio became 1,801 shares in March 2011. Plus 409 shares since that time) withheld by the Issuer for tax withholding purposes.
[F15]Includes 3,884 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,884 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2018 and the subsequent vesting on each annual anniversary of the grant date thereafter.
[F16]Includes 3,185 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2020, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
[F17]Transaction represents 3,809 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,809 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 19, 2019 and the subsequent vesting on each annual anniversary of the grant date thereafter.
[F18]Transaction represents 3,809 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2021, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
[F19]Shares allocated to the account of Mr. Kucia under the United Bank 401(k) Plan, of which all shares are vested.
[F2]Includes 5,386 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2018, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
[F20]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all options became 100% vested and exercisable.
[F21]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all options became 100% vested and exercisable.
[F22]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all options became 100% vested and exercisable.
[F23]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on September 2, 2011 and the subsequent vesting on each annual anniversary of that date. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all options became 100% vested and exercisable.
[F24]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
[F25]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest at the one year anniversary of the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
[F26]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest at the one year anniversary of the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
[F3]Includes 4,146 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The Original grant of 5,386 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 1,240 shares withheld by the Issuer for tax withholding purposes.
[F4]Includes 1,915 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,976 shares vest in equal 20% increments over a five year period, the first 20% vesting on September 2, 2011 and the subsequent vesting on each annual anniversary of that date. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 1,061 shares withheld by the Issuer for tax withholding purposes.
[F5]Includes 895 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,358 performance shares became 100% vested at target. The reported number of shares is net of 463 shares withheld by the Issuer for tax withholding purposes.
[F6]Includes 1,789 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 3,641 shares cliff vested on June 30, 2017, if and only if, United Financial Bancorp, Inc. meets certain performance goals. Not all requirements were met, and as a result, this transaction represents the distribution of the original 3,641 granted shares decreased by 911 shares for not meeting those performance requirements. The reported number of shares is net of 941 shares withheld by the Issuer for tax withholding purposes.
[F7]Includes 2,998 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,389 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number of shares is net of 391 shares withheld by the Issuer for tax withholding purposes.
[F8]Includes 891 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,358 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 467 shares withheld by the Issuer for tax withholding purposes.
[F9]Includes 1,186 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 1,820 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each anniversary of the grant date in following years. The reported number of shares is net of 634 shares withheld by the Issuer for tax withholding purposes.

Documents

1 file

4
wf-form4_154283517248150.xmlPrimary
FORM 4

Issuer

United Financial Bancorp, Inc.

CIK 0001501364

→

Entity typeother

Related Parties

filerCIK 0001410571

Filing Metadata

Form type: 4
Filed: Nov 20, 7:00 PM ET
Accepted: Nov 21, 4:19 PM ET
Size: 31.2 KB

View on SEC.gov