Kesler Jeff 4

4 · Veritex Holdings, Inc. · Filed Feb 9, 2021

Form 4

Period: 2021-01-01

Chief Lending Executive

Transactions

Tax Payment
Common Stock
2021-01-01$25.66/sh−1,482$38,028→ 53,481 total
Exercise/Conversion
Restricted Stock Units
2021-01-01−5,000→ 5,000 total
→ Common Stock (5,000 underlying)
Sale
Common Stock
2021-02-05$28.18/sh−1,770$49,879→ 0 total(indirect: By Veritex Holdings, Inc. ESOP)
Award
Restricted Stock Units
2021-02-01+4,224→ 4,224 total
→ Common Stock (4,224 underlying)
Exercise/Conversion
Common Stock
2021-01-01+5,000→ 54,963 total

Footnotes (4)

[F1]Each restricted stock unit ("RSU") represents a right to receive at settlement one share of common stock of the Company.
[F2]Represents the sale of 1,770 shares of common stock allocated to the reporting person prior to the date of this report pursuant to the Veritex Community Bank Employee Stock Ownership Plan ("ESOP").
[F3]In a transaction approved by a committee of the board of directors of the Company, on January 1, 2019, the reporting person was granted 15,000 RSUs subject to shareholder approval. On May 21, 2019, the Company's shareholders approved the RSUs granted to the reporting person. The RSUs vest in three equal annual installments beginning January 1, 2020. On May 21, 2019, the RSUs granted to the reporting person received shareholder approval.
[F4]The RSUs are subject to graded vesting over three years with vesting dates of February 1, 2022, February 1, 2023 and February 1, 2024.

Documents

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