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4//SEC Filing

Nemelka David Nephi Jr. 4

Accession 0001503199-10-000003

CIK 0001417663other
View on SEC.govCompany Profile

Filed

Dec 5, 7:00 PM ET

Accepted

Dec 6, 1:41 PM ET

Size

15.1 KB

Accession

0001503199-10-000003

Insider Transaction Report

Form 4
Period: 2010-12-03
SANUWAVE Health, Inc.SNWV
Nemelka David Nephi Jr.
10% Owner
Transactions
  • Purchase

    Class D Common Stock Purchase Warrant

    2010-12-03+75,000→ 386,252 total
    Exercise: $2.00Exp: 2012-10-12→ Common Stock, $0.001 Par (75,000 underlying)
  • Purchase

    Unit Purchase Option

    2010-12-03+75,000→ 386,252 total
    Exercise: $2.00Exp: 2010-12-31→ Common Stock, $0.001 Par, and Class D Warrant (75,000 underlying)
  • Purchase

    Common Stock, $0.001 Par

    2010-12-03+75,000→ 453,007 total
Holdings

  • Common Stock, $0.001 Par

    (indirect: By 401(k))
    305,000

  • Common Stock, $0.001 Par

    (indirect: By Profit Sharing Plan)
    24,000

  • Class D Common Stock Purchase Warrant

    (indirect: By 401(k))
    Exercise: $2.00Exp: 2012-10-12→ Common Stock, $0.001 Par (50,000 underlying)
    50,000

  • Common Stock, $0.001 Par

    (indirect: By Corporation)
    46,264

  • Unit Purchase Option

    (indirect: By 401(k))
    Exercise: $2.00Exp: 2010-12-31→ Common Stock, $0.001 Par, and Class D Warrant (300,000 underlying)
    300,000
Footnotes (3)
  • [F1]The transaction involved the purchase by the reporting person of 75,000 Units for a purchase price of $2.00 per Unit. Each Unit consists of (i) one share of Common Stock, par value $0.001; (ii) one two-year Class D Common Stock Purchase Warrant to purchase one share of Common Stock at an exercise price of $2.00; and (iii) one Unit Purchase Option.
  • [F2]Immediately
  • [F3]The Unit Purchase Option entitles the reporting person to acquire (i) one share of Common Stock, par value $0.001; and (ii) one two-year Class D Common Stock Purchase Warrant to purchase one share of Common Stock at an exercise price of $2.00. The exercise price for the Unit Purchase Option is $2.00 per Unit and the Unit Purchase Option expires on December 31, 2010.

Documents

1 file

Issuer

SANUWAVE Health, Inc.

CIK 0001417663

→
Entity typeother

Related Parties

1
  • filerCIK 0001503199

Filing Metadata

Form type
4
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 1:41 PM ET
Size
15.1 KB
View on SEC.gov