Nemelka David Nephi Jr. 4

4 · SANUWAVE Health, Inc. · Filed Dec 6, 2010

Form 4

Period: 2010-12-03

10% Owner

Transactions

Purchase
Class D Common Stock Purchase Warrant
2010-12-03+75,000→ 386,252 total
Exercise: $2.00Exp: 2012-10-12→ Common Stock, $0.001 Par (75,000 underlying)
Purchase
Unit Purchase Option
2010-12-03+75,000→ 386,252 total
Exercise: $2.00Exp: 2010-12-31→ Common Stock, $0.001 Par, and Class D Warrant (75,000 underlying)
Purchase
Common Stock, $0.001 Par
2010-12-03+75,000→ 453,007 total

Holdings

Common Stock, $0.001 Par
(indirect: By 401(k))
305,000
Common Stock, $0.001 Par
(indirect: By Profit Sharing Plan)
24,000
Class D Common Stock Purchase Warrant
(indirect: By 401(k))
Exercise: $2.00Exp: 2012-10-12→ Common Stock, $0.001 Par (50,000 underlying)
50,000
Common Stock, $0.001 Par
(indirect: By Corporation)
46,264
Unit Purchase Option
(indirect: By 401(k))
Exercise: $2.00Exp: 2010-12-31→ Common Stock, $0.001 Par, and Class D Warrant (300,000 underlying)
300,000

Footnotes (3)

[F1]The transaction involved the purchase by the reporting person of 75,000 Units for a purchase price of $2.00 per Unit. Each Unit consists of (i) one share of Common Stock, par value $0.001; (ii) one two-year Class D Common Stock Purchase Warrant to purchase one share of Common Stock at an exercise price of $2.00; and (iii) one Unit Purchase Option.
[F2]Immediately
[F3]The Unit Purchase Option entitles the reporting person to acquire (i) one share of Common Stock, par value $0.001; and (ii) one two-year Class D Common Stock Purchase Warrant to purchase one share of Common Stock at an exercise price of $2.00. The exercise price for the Unit Purchase Option is $2.00 per Unit and the Unit Purchase Option expires on December 31, 2010.

Documents

1 file