Home/Filings/4/0001503199-12-000001
4//SEC Filing

Nemelka David Nephi Jr. 4

Accession 0001503199-12-000001

CIK 0001307579other

Filed

Jun 25, 8:00 PM ET

Accepted

Jun 26, 5:35 PM ET

Size

10.9 KB

Accession

0001503199-12-000001

Insider Transaction Report

Form 4
Period: 2012-06-25
Transactions
  • Sale

    Common Stock, $0.001 Par

    2012-06-25$1.75/sh2,010,800$3,518,900935,617 total
  • Sale

    Common Stock Purchase Warrant

    2012-06-25$0.25/sh175,000$43,750960,000 total
    Exercise: $1.50From: 2011-08-24Exp: 2016-12-31Common Stock, $0.001 Par (175,000 underlying)
Holdings
  • Common Stock, $0.001 Par

    (indirect: By 401(k))
    391,500
  • Common Stock, $0.001 Par

    (indirect: By McKinley Capital, Inc.)
    78,000
  • Common Stock, $0.001 Par

    (indirect: By McKinley Enterprises Inc. Profit Sharing Plan)
    40,500
  • Common Stock, $0.001 Par

    (indirect: By Tradeco Corp.)
    75,000
Footnotes (6)
  • [F1]The transaction involved the sale of 1,885,800 shares at a price of $1.75 per share and the transfer of 125,000 shares to a broker-dealer as payment of transaction fees.
  • [F2]These securities are owned by McKinley Capital, Inc., a Utah corporation controlled by the reporting person.
  • [F3]These securities are owned by the Profit Sharing Plan of McKinley Enterprises, Inc., a Utah corporation controlled by the reporting person.
  • [F4]These securities are owned by the Roth 401(k) Plan of McKinley Capital, Inc., a Utah corporation controlled by the reporting person.
  • [F5]These securities are held by Tradeco, Corp., a Utah corporation controlled by the reporting person.
  • [F6]The transaction involved the sale of 175,000 warrants, each entitling the holder to purchase one share of the Issuer's common stock at an exercise price of $1.50 per share, at a sales price of $0.25 per warrant.

Issuer

LIQTECH INTERNATIONAL INC

CIK 0001307579

Entity typeother

Related Parties

1
  • filerCIK 0001503199

Filing Metadata

Form type
4
Filed
Jun 25, 8:00 PM ET
Accepted
Jun 26, 5:35 PM ET
Size
10.9 KB