4/A//SEC Filing
Nemelka David Nephi Jr. 4/A
Accession 0001503199-12-000002
CIK 0001307579other
Filed
Sep 24, 8:00 PM ET
Accepted
Sep 25, 1:54 PM ET
Size
11.3 KB
Accession
0001503199-12-000002
Insider Transaction Report
Form 4/AAmended
Nemelka David Nephi Jr.
10% Owner
Transactions
- Sale
Common Stock Purchase Warrant
2012-06-25$0.25/sh−175,000$43,750→ 960,000 totalExercise: $1.50From: 2011-08-24Exp: 2016-12-31→ Common Stock, $0.001 Par (175,000 underlying) - Sale
Common Stock, $0.001 Par
2012-06-25$1.75/sh−2,010,800$3,518,900→ 935,617 total
Holdings
- 75,000(indirect: By Tradeco Corp.)
Common Stock, $0.001 Par
- 78,000(indirect: By McKinley Capital, Inc.)
Common Stock, $0.001 Par
- 391,500(indirect: By 401(k))
Common Stock, $0.001 Par
- 40,500(indirect: By McKinley Enterprises Inc. Profit Sharing Plan)
Common Stock, $0.001 Par
Footnotes (6)
- [F1]The transaction involved the sale of 1,885,800 shares at a price of $1.75 per share and the transfer of 125,000 shares to a broker-dealer as payment of transaction fees.
- [F2]These securities are owned by McKinley Capital, Inc., a Utah corporation controlled by the reporting person.
- [F3]These securities are owned by the Profit Sharing Plan of McKinley Enterprises Inc., a Utah corporation controlled by the reporting person.
- [F4]These securites are owned by the Roth 401(k) Plan of McKinley Capital, Inc., a Utah corporation controlled by the reporting person.
- [F5]These securities are held by Tradeco Corp., a Utah corporation controlled by the reporting person.
- [F6]The transaction involved the sale of 175,000 warrants, each entitling the holder to purchase one share of Issuer's common stock at an exercise price of $1.50 per share, at a sales price of $0.25 per warrant.
Documents
Issuer
LIQTECH INTERNATIONAL INC
CIK 0001307579
Entity typeother
Related Parties
1- filerCIK 0001503199
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 24, 8:00 PM ET
- Accepted
- Sep 25, 1:54 PM ET
- Size
- 11.3 KB