Paul Ray M Jr 4

4 · UNIVERSAL CORP /VA/ · Filed Aug 21, 2012

Form 4

Period: 2012-08-20

Other

Transactions

Exercise/Conversion
Common Stock
[F2]
2012-08-20$35.30/sh+5,268$185,960→ 48,978 total
Exercise/Conversion
Common Stock
[F2]
2012-08-20$39.71/sh+6,000$238,260→ 54,978 total
Exercise/Conversion
Common Stock
[F2]
2012-08-20$37.86/sh+3,733$141,331→ 58,711 total
Disposition to Issuer
Common Stock
[F2]
2012-08-20$48.21/sh−12,787$616,461→ 45,924 total
Sale
Common Stock
[F1][F2]
2012-08-21$48.32/sh−10,000$483,200→ 35,924 total
Exercise/Conversion
Stock Appreciation Rights
[F3]
2012-08-20−5,268→ 0 total
Exercise: $35.30From: 2010-05-27Exp: 2019-05-27→ Common Stock (5,268 underlying)
Exercise/Conversion
Stock Appreciation Rights
[F3]
2012-08-20−6,000→ 3,000 total
Exercise: $39.71From: 2011-06-08Exp: 2020-06-08→ Common Stock (6,000 underlying)
Exercise/Conversion
Stock Appreciation Rights
[F3]
2012-08-20−3,733→ 7,467 total
Exercise: $37.86From: 2012-06-07Exp: 2021-06-07→ Common Stock (3,733 underlying)

Footnotes (3)

[F1]The sale price reflected is a weighted average. The price range for transactions reported on this line is from $48.23 to $48.47. Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission Staff, the Company, or a security holder of the Company.
[F2]includes 14,850 restricted stock units and 1,426 dividend units on the restricted stock. The restricted stock units vest of the fifth anniversary of the award date, however, payment will be delayed until termination if the individual is a covered employee under Section 162(m) on the date of vesting.
[F3]after a 12 month period of the grant date, 1/3 of total shares are exercisable for each anniversary date after that for 3 such periods.

Signature

Ray M. Paul, Jr., by Terri L. Marks, Power of Attorney|2012-08-21

Documents

1 file