Johnson Dale C Jr 5

Accession 0001504652-10-000005

CIK 0001001606other

View on SEC.gov Company Profile

Filed

Oct 31, 8:00 PM ET

Accepted

Nov 1, 1:20 PM ET

Size

40.2 KB

Accession

0001504652-10-000005

Insider Transaction Report

Form 5

Period: 2010-11-01

BLOUNT INTERNATIONAL INCBLT

Johnson Dale C Jr

VP Corp. Human Resources

Transactions

Purchase
Common Stock
2004-09-20$11.97/sh+400$4,788→ 400 total(indirect: By Spouse)
Other
Stock Appreciation Right
2010-03-11$11.85/sh+8,517$100,926→ 44,050 total
Exercise: $11.85→ Common Stock (8,517 underlying)
Other
2000 Stock Incentive Plans (Right to Buy)
2003-11-05$5.05/sh+4,000$20,200→ 4,000 total
Exercise: $5.05Exp: 2013-11-05→ Common Stock (4,000 underlying)
Other
Stock Appreciation Rights
2006-02-21$16.76/sh+10,000$167,600→ 24,000 total
Exercise: $16.76Exp: 2016-02-21→ Common Stock (10,000 underlying)
Tax Payment
Restricted Stock Unit Award
2010-08-05−749→ 38,835 total
Exercise: $0.00→ Common Stock (749 underlying)
Sale
Common Stock
2010-05-11−3,000→ 39,584 total
Exercise: $0.00→ Common Stock (3,000 underlying)
Tax Payment
Restricted Stock Unit Award
2009-03-13−591→ 33,700 total
Exercise: $0.00→ Common Stock (591 underlying)
Tax Payment
Restricted Stock Unit Award
2010-03-15−749→ 42,584 total
Exercise: $0.00→ Common Stock (749 underlying)
Other
Restricted Stock Award
2008-03-01+6,000→ 35,000 total
Exercise: $0.00→ Common Stock (6,000 underlying)
Tax Payment
Restricted Stock Unit Award
2009-03-13−709→ 34,291 total
Exercise: $0.00→ Common Stock (709 underlying)
Other
Restricted Stock Unit Award
2010-03-11+1,833→ 35,533 total
Exercise: $0.00→ Common Stock (1,833 underlying)
Other
Restricted Stock Award
2007-03-01+5,000→ 29,000 total
Exercise: $0.00→ Common Stock (5,000 underlying)
Tax Payment
Restricted Stock Award
2010-03-15−717→ 43,333 total
Exercise: $0.00→ Common Stock (717 underlying)
Purchase
Common Stock
2005-03-29$16.88/sh+100$1,688→ 500 total(indirect: By Spouse)
Purchase
Common Stock
2005-03-29$16.99/sh+500$8,495→ 1,000 total(indirect: By Spouse)
Purchase
Common Stock
2005-06-01$16.33/sh+500$8,165→ 1,500 total(indirect: By Spouse)
Other
1999 & 2000 Stock Incentive Plan (right to Buy)
2004-12-21$16.62/sh+10,000$166,200→ 14,000 total
Exercise: $16.62Exp: 2014-12-21→ Common Stock (10,000 underlying)

Footnotes (11)

[F1]All stock options granted under the 1999 and 2000 Stock Incentive Plans became fully vested on or before December 20, 2004 at the time of a Change-In-Control (as defined in the 1999 and 2000 Stock Incentive Plans) upon the closing of a Secondary Offering by Lehman Brothers of 10,000,000 shares of Blount International common stock.
[F10]Vests 1/12 quarterly on each succeeding three month period from the date of grant beginning June 11, 2010.
[F11]SARs expire ten years from grant date.
[F2]Vests 33.33% on each succeeding anniversary date of grant for new three years. First vesting date is December 21, 2005.
[F3]The Stock Appreciation Rights were granted as of February 21, 2006 in accordance with the Blount International, Inc. 1999 Stock Incentive Plan, as amended on February 15, 2006 by Blount's Board of Directors. The SARs awarded vest in three equal annual installments, the first installment of which vests one year after the date of grant and the second and third installments vest thereafter on the second and third annual anniversary of the date of grant respectively.
[F4]Vests 33.33% on each succeeding anniversary of SAR grant for three years beginning February 21, 2007.
[F5]The Restricted Stock Award was granted under the 2006 Equity Incentive Plan approved by shareholders on April 25, 2006.
[F6]The Restricted Stock shall vest in three equal annual installments, the first vests one year after date of grant and the second and third vest thereafter on the second and third anniversaries of the date of grant, respectfully. If grantee's employment with the Company is terminated by his retirement, all outstanding unvested Restricted Stock shall immediately vest.
[F7]A Restricted Stock is an unsecured promise to transfer a share at a specified future date. The shares do not have an expiration date.
[F8]Amendment to Form 4 filed on 3/13/09 reporting all as Restricted Stock Unit Awards. Amended to differentiate between Restricted Stock Units and Restricted Stock Awards.
[F9]The RSU Award shall vest in 12 equal quarterly installments, the first of which vests three months after date of grant, with vesting of 1/12 of the award such every three months thereafter until three years from the date of the grant. All vested RSUs are restricted from sale or other transfer until the date that is three calendar years from the date of grant.

Documents

1 file

5
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

BLOUNT INTERNATIONAL INC

CIK 0001001606

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Entity typeother

Related Parties

filerCIK 0001292565

Filing Metadata

Form type: 5
Filed: Oct 31, 8:00 PM ET
Accepted: Nov 1, 1:20 PM ET
Size: 40.2 KB

View on SEC.gov