Upland Software, Inc. 8-K

What Happened
On April 20, 2026, Upland Software, Inc. furnished its Annual Report to Stockholders (ARS) that inadvertently attached a version of its Form 10‑K containing preliminary financial information for the three months ended March 31, 2026. The company has filed a corrected ARS with the SEC and is mailing corrected copies to stockholders who requested them. Upland says the March 31, 2026 figures were preliminary, unaudited, not reviewed by its independent auditors, not finalized, and were not an intentional disclosure of quarterly results. The company intends to report its official Q1 2026 results in the ordinary course after completing its normal quarter‑end close and review processes.

Key Details

• The ARS that contained the preliminary Q1 2026 information was furnished on April 20, 2026; a corrected ARS was subsequently filed with the SEC.
• The preliminary information related to the three months ended March 31, 2026 and was included inadvertently in the Form 10‑K attached to the ARS.
• The company states the data is preliminary, unaudited, not reviewed by its independent registered public accounting firm, and should not be relied upon.
• Upland will report its official Q1 2026 quarterly results following completion of its normal close and review procedures.

Why It Matters
For investors, this clarifies that any Q1 2026 figures that appeared in the original ARS are not final and should not be used to judge the company’s performance. The corrected filing and company notice reduce the risk of confusion or reliance on incomplete, unaudited numbers; shareholders should wait for Upland’s formal Q1 2026 earnings release for audited, finalized quarterly results.