4//SEC Filing
Sokol Marc 4
Accession 0001505510-10-000002
CIK 0001387713other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 6:40 PM ET
Size
13.3 KB
Accession
0001505510-10-000002
Insider Transaction Report
Form 4
Sokol Marc
EVP, Marketing & Business Dev.
Transactions
- Purchase
Common Shares
2010-11-15$0.41/sh+2,000$820→ 2,502,000 total - Purchase
Common Shares
2010-11-16$0.41/sh+3,249$1,332→ 2,505,249 total - Award
Stock options (right to buy)
2010-11-12+1,350,000→ 1,350,000 totalExercise: $0.42From: 2011-11-12Exp: 2014-11-12→ Common shares (1,350,000 underlying) - Award
Restricted Common Shares
2010-11-12+2,500,000→ 2,500,000 total - Purchase
Common Shares
2010-11-17$0.41/sh+3,249$1,332→ 2,508,498 total
Footnotes (5)
- [F1]The reporting person was granted the right, subject to his continued employment by the issuer, to receive 750,000 restricted common shares on each of the next four anniversaries of the date of the grant (an aggregate of 2,500,000 shares), 25% of which shall be fully tradable immediately thereafter with an additional 25% becoming tradable each successive year thereafter. No such restricted common shares have been issued to date.
- [F2]This trade was executed on the Toronto Stock Exchange, and the purchase price was in Canadian dollars. The purchase price was Cdn$0.41 per share. The purchase price was converted to US dollars at an exchange rate of 0.99757 by the executing broker, Morgan Stanley Smith Barney, upon the execution of the trade.
- [F3]This trade was executed on the Toronto Stock Exchange, and the purchase price was in Canadian dollars. The purchase price was Cdn$0.41 per share. The purchase price was converted to US dollars at an exchange rate of 1.0049 by the executing broker, Morgan Stanley Smith Barney, upon the execution of the trade.
- [F4]This trade was executed on the Toronto Stock Exchange, and the purchase price was in Canadian dollars. The purchase price was Cdn$0.415 per share. The purchase price was converted to US dollars at an exchange rate of 1.00728 by the executing broker, Morgan Stanley Smith Barney, upon the execution of the trade.
- [F5]The stock options were granted on November 12, 2010 and vest in equal increments of 25% on each anniversary of the date of the grant; the first increment vests on November 12, 2011.
Documents
Issuer
NEULION, INC.
CIK 0001387713
Entity typeother
Related Parties
1- filerCIK 0001505510
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 6:40 PM ET
- Size
- 13.3 KB