4//SEC Filing
Waitz Laura 4
Accession 0001505732-21-000015
CIK 0001505732other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 3:17 PM ET
Size
12.5 KB
Accession
0001505732-21-000015
Insider Transaction Report
Form 4
Waitz Laura
EVP & Chief of Staff
Transactions
- Tax Payment
Common Stock
2021-01-04$19.34/sh−184$3,559→ 2,119 total - Award
Common Stock
2021-01-04+5,831→ 5,831 total
Holdings
- 1,000
Common Stock
- 1,875
Common Stock
- 500
Common Stock
- 1,000
Common Stock
- 999
Common Stock
Footnotes (8)
- [F1]184 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover the tax liability for vesting a total of 500 shares.
- [F2]Range of reported sale price is $19.32 - $19.40. Reporting person agrees to provide individual transaction information to SEC upon request.
- [F3]5,831 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 2,916 of those shares are restricted stock that will vest in three substantially equalannual installments, with the first installment to vest on January 2, 2022 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. 2,915 of those shares areperformance restricted stock and may vest when and if the performance goal is achieved.
- [F4]1,500 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. The shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on January 2, 2021 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. As of the transaction date, 500 shares have vested.
- [F5]1,500 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. The shares are performance restricted stock and may vest when and if the performance goal is achieved. As of the transaction date, 500 shares have vested.
- [F6]2,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 1,000 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2020 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. As of the transaction date, 334 shares have vested. 1,000 of those shares are performance restricted stock and may vest when and if the performance goal is achieved. As of the transaction date, 667 shares have vested.
- [F7]3,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 1,500 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2019 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. As of the transaction date, 1,000 shares have vested. 1,500 of those shares are performance restricted stock and may vest when and if the performance goal is achieved. As of the transaction date, all shares have vested.
- [F8]7,500 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on August 31, 2018 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the transaction date, 5,625 Shares have vested.
Documents
Issuer
Bankwell Financial Group, Inc.
CIK 0001505732
Entity typeother
Related Parties
1- filerCIK 0001718796
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 3:17 PM ET
- Size
- 12.5 KB