ALUMIS INC.·4

Jan 28, 7:19 PM ET

Hardiman Roy C. 4

4 · ALUMIS INC. · Filed Jan 28, 2026

Research Summary

AI-generated summary of this filing

Updated

ALUMIS (ALMS) Chief Business & Strategy Officer Roy C. Hardiman Receives Award

What Happened Roy C. Hardiman, ALUMIS's Chief Business & Strategy Officer, received a derivative equity award on January 26, 2026 for 190,875 shares. The Form 4 shows the acquisition price as $0.00 (grant/award), indicating an equity grant under the issuer’s plan rather than a market purchase or sale.

Key Details

  • Transaction date: 2026-01-26; Form filed: 2026-01-28 (appears timely).
  • Transaction type/code: Grant/Award (derivative securities) — 190,875 shares; consideration reported: $0.00.
  • Vesting/conditions (footnote): 25% of the shares underlying the option vest on January 26, 2027; remaining shares vest in equal monthly installments over the following 36 months, subject to continuous service and possible acceleration under the 2024 Equity Incentive Plan.
  • Shares owned after the transaction: not listed in the provided excerpt of the filing.
  • No 10b5-1 plan, tax-withholding, or immediate sale noted in the filing excerpt.

Context This was a compensation-related equity grant (derivative/option under the company’s 2024 Equity Incentive Plan), not an open-market buy or sale. Such awards are common long-term incentives and do not represent immediately tradable shares — they vest over time as described. The Form 4 does not state an exercise price or indicate any immediate cashless exercise or sale.

Insider Transaction Report

Form 4
Period: 2026-01-26
Hardiman Roy C.
Chief Business & Strategy Ofcr
Transactions
  • Award

    Stock Option (Right to Buy)

    [F1]
    2026-01-26+190,875190,875 total
    Exercise: $26.31Exp: 2036-01-25Common Stock (190,875 underlying)
Footnotes (1)
  • [F1]25% of the shares underlying this option vest on January 26, 2027, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan) to the Issuer on each such vesting date.
Signature
/s/ Sanam Pangali, Attorney-in-Fact|2026-01-28

Documents

1 file
  • 4
    form4-01292026_120145.xmlPrimary