ANDERSON DAVID JAMES 4
4 · RPX Corp · Filed Feb 22, 2018
Insider Transaction Report
Form 4
RPX CorpRPXC
ANDERSON DAVID JAMES
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2018-02-20+14,227→ 36,801 total - Award
Common Stock
2018-02-20+10,940→ 22,574 total - Exercise/Conversion
Restricted Stock Units
2018-02-20−2,976→ 35,715 totalExercise: $0.00From: 2017-05-20→ Common Stock (2,976 underlying) - Sale
Common Stock
2018-02-20$12.94/sh−5,000$64,709→ 11,634 total - Exercise/Conversion
Restricted Stock Units
2018-02-20−7,813→ 62,500 totalExercise: $0.00From: 2016-05-20→ Common Stock (7,813 underlying) - Tax Payment
Common Stock
2018-02-20$13.00/sh−8,694$113,022→ 28,107 total - Exercise/Conversion
Restricted Stock Units
2018-02-20−1,563→ 0 totalExercise: $0.00From: 2014-05-20→ Common Stock (1,563 underlying) - Exercise/Conversion
Restricted Stock Units
2018-02-20−1,875→ 7,500 totalExercise: $0.00From: 2015-05-20→ Common Stock (1,875 underlying)
Footnotes (7)
- [F1]The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 4, 2017.
- [F2]The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $12.87 to $13.04, inclusive. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
- [F3]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.
- [F4]6.25% of the 25,000 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
- [F5]6.25% of the 30,000 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
- [F6]6.25% of the 125,000 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
- [F7]6.25% of the 47,619 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.