4//SEC Filing
Seidler Kutsenda Management Company, LLC 4
Accession 0001510192-18-000069
CIK 0001132105other
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 8:37 PM ET
Size
13.4 KB
Accession
0001510192-18-000069
Insider Transaction Report
Form 4
SEIDLER EQUITY PARTNERS III L P
Director10% Owner
Transactions
- Sale
Common Stock
2018-06-14$5.41/sh−90,000$486,603→ 4,232,652 total(indirect: See footnote 3) - Sale
Common Stock
2018-06-18$5.51/sh−25,000$137,865→ 4,047,652 total(indirect: See footnote 3) - Sale
Common Stock
2018-06-15$5.46/sh−160,000$872,992→ 4,072,652 total(indirect: See footnote 3)
Seidler Kutsenda Management Company, LLC
Director10% Owner
Transactions
- Sale
Common Stock
2018-06-14$5.41/sh−90,000$486,603→ 4,232,652 total(indirect: See footnote 3) - Sale
Common Stock
2018-06-18$5.51/sh−25,000$137,865→ 4,047,652 total(indirect: See footnote 3) - Sale
Common Stock
2018-06-15$5.46/sh−160,000$872,992→ 4,072,652 total(indirect: See footnote 3)
Footnotes (7)
- [F1]Includes 84,022 shares of the Issuer's common stock sold by Seidler Equity Partners III, L.P. ("SEP III") and 5,978 shares of the Issuer's common stock sold by SK Capital Holdings. L.P. ("SK Capital"). The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.3650 to $5.4300, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F3]Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. Seidler Kutsenda Management Company ("SKMC") is the investment manager of SEP III and the general partner of SK Capital. SKMC, as the investment manager of SEP III and the general partner of SK Capital, has ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital. SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own common stock held by SEP III and SK Capital. SKMC disclaims beneficial ownership of the shares of common stock, except to the extent of its indirect pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of the Issuer's Board of Directors since August 2009, is a partner at SEP III and SK Capital.
- [F4]Includes 149,373 shares of the Issuer's common stock sold by SEP III and 10,627 shares of the Issuer's common stock sold by SK Capital. The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.450 to $5.505, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F6]Includes 23,340 shares of the Issuer's common stock sold by SEP III and 1,660 shares of the Issuer's common stock sold by SK Capital. The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.500 to $5.560, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Documents
Issuer
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
CIK 0001132105
Entity typeother
IncorporatedCA
Related Parties
1- filerCIK 0001604933
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 8:37 PM ET
- Size
- 13.4 KB