4//SEC Filing
DELTATHREE INC 4
Accession 0001510340-12-000004
CIK 0001086740operating
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 12:26 PM ET
Size
25.7 KB
Accession
0001510340-12-000004
Insider Transaction Report
Form 4
DELTATHREE INCDDDC
CASSARA ANTHONY J
Director10% Owner
Transactions
- Award
Warrant (right to buy)
2012-11-13+30,000,000→ 30,000,000 total(indirect: By LLC)Exercise: $0.02From: 2009-03-14Exp: 2019-02-12→ Common stock, $.001 par value (30,000,000 underlying) - Disposition to Issuer
Warrant (right to buy)
2012-11-13−4,000,000→ 0 total(indirect: By LLC)Exercise: $0.13From: 2010-08-10Exp: 2020-08-10→ Common stock, $.001 par value (4,000,000 underlying) - Award
Warrant (right to buy)
2012-11-13+4,000,000→ 4,000,000 total(indirect: By LLC)Exercise: $0.02From: 2010-08-10Exp: 2020-08-10→ Common stock, $.001 par value (4,000,000 underlying) - Disposition to Issuer
Warrant (right to buy)
2012-11-13−1,000,000→ 0 total(indirect: By LLC)Exercise: $0.10From: 2011-03-02Exp: 2021-03-02→ Common stock, $.001 par value (1,000,000 underlying) - Award
Warrant (right to buy)
2012-11-13+1,000,000→ 1,000,000 total(indirect: By LLC)Exercise: $0.02From: 2011-03-02Exp: 2021-03-02→ Common stock, $.001 par value (1,000,000 underlying) - Disposition to Issuer
12% Convertible Note due March 4, 2014
2012-11-13(indirect: By LLC)Exercise: $0.08From: 2011-08-12Exp: 2014-03-04→ Common stock, $.001 par value (20,000,000 underlying) - Award
12% Convertible Note due January 2, 2016
2012-11-13(indirect: By LLC)Exercise: $0.08From: 2011-08-12Exp: 2016-01-02→ Common stock, $.001 par value (22,746,325 underlying) - Award
Warrant (right to buy)
2012-11-13+10,000,000→ 10,000,000 total(indirect: By LLC)Exercise: $0.02From: 2012-11-13Exp: 2022-11-13→ Common stock, $.001 par value (10,000,000 underlying) - Disposition to Issuer
Warrant (right to buy)
2012-11-13−30,000,000→ 0 total(indirect: By LLC)Exercise: $0.04From: 2009-03-14Exp: 2019-02-12→ Common stock, $.001 par value (30,000,000 underlying)
Footnotes (3)
- [F1]The reported transactions involved an amendment to reduce the exercise price of outstanding warrants to purchase common stock of the Issuer, resulting in the deemed cancellation of the existing warrants and a grant of replacement warrants with otherwise identical terms.
- [F2]The Convertible Note was issued pursuant to a Loan Agreement dated March 2, 2011 under which D4 Holdings, LLC agreed to loan up to $1,600,000 in aggregate principal amount. On November 13, 2012, the Convertible Note was amended to (i) extend the maturity date to January 2, 2016 and (ii) increase the maximum principal amount to $1,819,706, all of which was outstanding as of November 13, 2012. D4 Holdings has the right to convert all or any portion of the outstanding principal amount under the Convertible Note at a conversion price of $0.08 per share.
- [F3]The reported securities are held directly by D4 Holdings, LLC. The reporting person is a member of Manna Holdings, LLC, which is the sole member of D4 Holdings. As such, the reporting person may be deemed to beneficially own the securities reported herein and owned directly by D4 Holdings. The reporting person disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of such reporting person's pecuniary interest therein.
Documents
Issuer
DELTATHREE INC
CIK 0001086740
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001086740
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 12:26 PM ET
- Size
- 25.7 KB