Home/Filings/4/0001511158-24-000006
4//SEC Filing

West Lance 4

Accession 0001511158-24-000006

CIK 0001828937other

Filed

May 14, 8:00 PM ET

Accepted

May 15, 5:22 PM ET

Size

10.5 KB

Accession

0001511158-24-000006

Insider Transaction Report

Form 4
Period: 2024-05-13
West Lance
Director
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2024-05-13+56,497122,807 total
  • Award

    Restricted Stock Units

    2024-05-13+100,000100,000 total
    Class A Common Stock (100,000 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2024-05-1356,4970 total
    Class A Common Stock (56,497 underlying)
Holdings
  • Class A Common Stock

    (indirect: See Footnote)
    700,000
Footnotes (5)
  • [F1]Reflects restricted stock units ("RSUs") that upon vesting converted into shares of Class A common stock of the Issuer ("Common Stock") on a one-for-one basis.
  • [F2]Reflects securities held directly by CDZ Capital Partners, LP. The general partner of CDZ Capital Partners, LP is CDZ Capital Corp. Mr. West controls CDZ Capital Corp.'s investment decisions. The Reporting Person disclaims beneficial ownership over the securities held by CDZ Capital Partners, LP, except to the extent of his pecuniary interest therein.
  • [F3]Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.
  • [F4]Reflects RSUs that vested on May 13, 2024, the date of the Issuer's annual stockholders' meeting following the date of grant.
  • [F5]These RSUs shall vest on the earlier of (i) May 13, 2025 or (ii) the regularly scheduled annual stockholders' meeting of the Issuer following the grant date.

Issuer

Finance of America Companies Inc.

CIK 0001828937

Entity typeother

Related Parties

1
  • filerCIK 0001511158

Filing Metadata

Form type
4
Filed
May 14, 8:00 PM ET
Accepted
May 15, 5:22 PM ET
Size
10.5 KB