CLEAN DIESEL TECHNOLOGIES INC 4
4 · CLEAN DIESEL TECHNOLOGIES INC · Filed Jun 24, 2013
Insider Transaction Report
Form 4
Breese Robert Craig
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2013-06-20+5,300→ 43,042 total - Exercise/Conversion
Restricted Share Units
2013-06-20−5,300→ 37,102 total→ Common Stock (5,300 underlying)
Footnotes (3)
- [F1]Shares of Common Stock acquired upon settlement of Restricted Share Units (RSUs) granted March 8, 2012 pursuant to New Employee Inducement Award.
- [F2]Each RSU represents a contingent right to receive one share of CDTI common stock.
- [F3]RSUs vest as to 28% on March 8, 2013 and 9% quarterly thereafter, beginning June 20, 2013. RSUs will be paid to the Participant (or in event of the Participant's death, to his or her estate) as soon as practicable following the date of vesting, but in all cases within two and one-half (2 1/2) months following the end of the Issuer's tax year that includes the date such RSUs vest. RSUs that have not vested at the time of the reporting person's termination of service, for any or no reason, will be forfeited.