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4//SEC Filing

ELLIE MAE INC 4

Accession 0001513901-13-000004

CIK 0001122388operating

View on SEC.gov Company Profile

Filed

Aug 8, 8:00 PM ET

Accepted

Aug 9, 5:24 PM ET

Size

23.6 KB

Accession

0001513901-13-000004

Insider Transaction Report

Form 4

Period: 2013-08-08

ELLIE MAE INCELLI

VP, General Counsel and Sec

Transactions

Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-08-08−2,431→ 6,854 total
Exercise: $6.75Exp: 2020-02-03→ Common Stock (2,431 underlying)
Sale
Common Stock
2013-08-08$29.95/sh−3,062$91,707→ 0 total
Sale
Common Stock
2013-08-08$29.95/sh−3,646$109,198→ 0 total
Exercise/Conversion
Common Stock
2013-08-08$6.75/sh+2,431$16,409→ 2,431 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-08-08−3,646→ 4,167 total
Exercise: $5.02Exp: 2021-08-17→ Common Stock (3,646 underlying)
Sale
Common Stock
2013-08-08$29.95/sh−2,431$72,808→ 0 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-08-08−3,062→ 9,285 total
Exercise: $6.75Exp: 2020-02-03→ Common Stock (3,062 underlying)
Exercise/Conversion
Common Stock
2013-08-08$6.75/sh+30,000$202,500→ 30,000 total
Exercise/Conversion
Common Stock
2013-08-08$6.75/sh+3,062$20,669→ 3,062 total
Exercise/Conversion
Common Stock
2013-08-08$5.02/sh+3,646$18,303→ 3,646 total
Exercise/Conversion
Incentive Stock Option (right to buy)
2013-08-08−30,000→ 29,952 total
Exercise: $6.75Exp: 2020-02-03→ Common Stock (30,000 underlying)
Sale
Common Stock
2013-08-08$29.95/sh−30,000$898,500→ 0 total

Footnotes (5)

[F1]The exercise and sale of these stock options was completed pursuant to the Rule 10b5-1 trading plan adopted by Elisa Lee.
[F2]Option vests with respect to 25% of the shares subject thereto on November 16, 2010, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on November 16, 2013.
[F3]The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
[F4]Option vests with respect to 25% of the shares subject thereto on August 17, 2012, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on August 17, 2015.
[F5]Option vests with respect to 25% of the shares subject thereto on February 3, 2011, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 3, 2014.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

ELLIE MAE INC

CIK 0001122388

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001122388

Filing Metadata

Form type: 4
Filed: Aug 8, 8:00 PM ET
Accepted: Aug 9, 5:24 PM ET
Size: 23.6 KB

View on SEC.gov