ELLIE MAE INC 4
4 · ELLIE MAE INC · Filed Aug 9, 2013
Insider Transaction Report
Form 4
ELLIE MAE INCELLI
Lee Elisa
VP, General Counsel and Sec
Transactions
- Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-08-08−2,431→ 6,854 totalExercise: $6.75Exp: 2020-02-03→ Common Stock (2,431 underlying) - Sale
Common Stock
2013-08-08$29.95/sh−3,062$91,707→ 0 total - Sale
Common Stock
2013-08-08$29.95/sh−3,646$109,198→ 0 total - Exercise/Conversion
Common Stock
2013-08-08$6.75/sh+2,431$16,409→ 2,431 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-08-08−3,646→ 4,167 totalExercise: $5.02Exp: 2021-08-17→ Common Stock (3,646 underlying) - Sale
Common Stock
2013-08-08$29.95/sh−2,431$72,808→ 0 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-08-08−3,062→ 9,285 totalExercise: $6.75Exp: 2020-02-03→ Common Stock (3,062 underlying) - Exercise/Conversion
Common Stock
2013-08-08$6.75/sh+30,000$202,500→ 30,000 total - Exercise/Conversion
Common Stock
2013-08-08$6.75/sh+3,062$20,669→ 3,062 total - Exercise/Conversion
Common Stock
2013-08-08$5.02/sh+3,646$18,303→ 3,646 total - Exercise/Conversion
Incentive Stock Option (right to buy)
2013-08-08−30,000→ 29,952 totalExercise: $6.75Exp: 2020-02-03→ Common Stock (30,000 underlying) - Sale
Common Stock
2013-08-08$29.95/sh−30,000$898,500→ 0 total
Footnotes (5)
- [F1]The exercise and sale of these stock options was completed pursuant to the Rule 10b5-1 trading plan adopted by Elisa Lee.
- [F2]Option vests with respect to 25% of the shares subject thereto on November 16, 2010, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on November 16, 2013.
- [F3]The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
- [F4]Option vests with respect to 25% of the shares subject thereto on August 17, 2012, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on August 17, 2015.
- [F5]Option vests with respect to 25% of the shares subject thereto on February 3, 2011, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 3, 2014.