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4//SEC Filing

ELLIE MAE INC 4

Accession 0001513901-14-000019

CIK 0001122388operating

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 8:32 PM ET

Size

9.0 KB

Accession

0001513901-14-000019

Insider Transaction Report

Form 4
Period: 2014-08-11
Lee Elisa
VP, General Counsel and Sec
Transactions
  • Exercise/Conversion

    Incentive Stock Option (right to buy)

    2014-08-115,0004,952 total
    Exercise: $6.75Exp: 2020-02-03Common Stock (5,000 underlying)
  • Exercise/Conversion

    Common Stock

    2014-08-11$6.75/sh+5,000$33,75057,600 total
  • Sale

    Common Stock

    2014-08-11$34.54/sh5,000$172,71252,600 total
Footnotes (4)
  • [F1]The exercise and sale of these stock options was completed pursuant to the Rule 10b5-1 trading plan adopted by Elisa Lee.
  • [F2]The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $34.01 to $34.86, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  • [F3]Option vests with respect to 25% of the shares subject thereto on November 16, 2010, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on November 16, 2013.
  • [F4]The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.

Issuer

ELLIE MAE INC

CIK 0001122388

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001122388

Filing Metadata

Form type
4
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 8:32 PM ET
Size
9.0 KB