4//SEC Filing
ELLIE MAE INC 4
Accession 0001513935-17-000010
CIK 0001122388operating
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 5:15 PM ET
Size
22.3 KB
Accession
0001513935-17-000010
Insider Transaction Report
Form 4
ELLIE MAE INCELLI
Luce Edgar
EVP, Finance & Admin, CFO
Transactions
- Sale
Common Stock
2017-03-01$95.31/sh−700$66,717→ 50,132 total - Sale
Common Stock
2017-03-01$95.31/sh−750$71,482→ 50,132 total - Sale
Common Stock
2017-03-01$95.31/sh−200$19,062→ 50,132 total - Exercise/Conversion
Common Stock
2017-03-01$46.24/sh+700$32,368→ 50,832 total - Exercise/Conversion
Common Stock
2017-03-01$19.60/sh+200$3,920→ 50,332 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2017-03-01−700→ 9,762 totalExercise: $46.24Exp: 2025-02-11→ Common Stock (700 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2017-03-01−200→ 1,900 totalExercise: $19.60Exp: 2023-02-04→ Common Stock (200 underlying) - Sale
Common Stock
2017-02-28$93.96/sh−2,924$274,732→ 50,132 total - Exercise/Conversion
Common Stock
2017-03-01$24.93/sh+750$18,698→ 50,882 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2017-03-01−750→ 7,750 totalExercise: $24.93Exp: 2024-02-05→ Common Stock (750 underlying)
Footnotes (10)
- [F1]The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
- [F10]Option vests with respect to 25% of the shares subject thereto on February 11, 2016, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 11, 2019.
- [F2]Reflects shares of common stock issued and sold in connection with the Compensation Committee of the Board of Directors certification on February 25, 2016 of the achievement of performance goals under the 2015 performance share awards. 25% of the total shares awarded were issued as fully vested shares on or about March 25, 2016. An additional 25% of the total shares awarded will vest on each of February 25, 2017, February 25, 2018 and February 25, 2019, subject to continuous service through such dates.
- [F3]The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $93.7300 to $94.23, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- [F4]The exercise and sale of these stock options was completed pursuant to the Rule 10b5-1 trading plan adopted by Edgar A. Luce.
- [F5]The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $95.1000 to $95.6000, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F6]Includes 252 shares acquired by the Reporting Person on February 28, 2017 under the Issuer's employee stock purchase plan in a transaction exempt from the reporting requirements under Section 16(a).
- [F7]Option vests with respect to 25% of the shares subject thereto on February 4, 2014, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 4, 2017.
- [F8]The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
- [F9]Option vests with respect to 25% of the shares subject thereto on February 5, 2015, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 5, 2018.
Documents
Issuer
ELLIE MAE INC
CIK 0001122388
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001122388
Filing Metadata
- Form type
- 4
- Filed
- Mar 1, 7:00 PM ET
- Accepted
- Mar 2, 5:15 PM ET
- Size
- 22.3 KB