ELLIE MAE INC 4
4 · ELLIE MAE INC · Filed Dec 3, 2013
Insider Transaction Report
Form 4
ELLIE MAE INCELLI
Schultz Frank
Director
Transactions
- Sale
Common Stock
2013-11-29$28.05/sh−12,000$336,570→ 0 total - Exercise/Conversion
Common Stock
2013-11-29$8.85/sh+9,028$79,898→ 9,028 total - Exercise/Conversion
Common Stock
2013-11-29$15.34/sh+12,000$184,080→ 12,000 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-11-29−12,000→ 0 totalExercise: $15.34Exp: 2022-05-15→ Common Stock (12,000 underlying) - Sale
Common Stock
2013-11-29$28.05/sh−9,028$253,213→ 0 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-11-29−9,028→ 0 totalExercise: $8.85Exp: 2020-08-26→ Common Stock (9,028 underlying)
Footnotes (4)
- [F1]The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $28.00 to $28.37, inclusive. The reporting person undertakes to provide to Ellie Mae,Inc., any security holder of Ellie Mae,Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F2]Option vests with respect to 1/36th of the shares monthly commencing on August 26, 2010, such that the option will be fully vested and exercisable on August 26, 2013.
- [F3]The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
- [F4]Option vests with respect to 1/12th of the shares on each monthly anniversary of the date of grant of option, such that the option will be fully vested and exercisable on May 15, 2013.