4//SEC Filing
Quateman Lisa G 4
Accession 0001514281-23-000160
CIK 0001514281other
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 4:52 PM ET
Size
8.4 KB
Accession
0001514281-23-000160
Insider Transaction Report
Form 4
Quateman Lisa G
Director
Transactions
- Other
Common Stock
2023-12-06+20,470→ 20,470 total(indirect: By Trust) - Award
Restricted Stock Units
2023-12-06+12,981→ 12,981 total(indirect: By Trust)→ Common Stock (12,981 underlying)
Footnotes (3)
- [F1]Pursuant to the Agreement and Plan of Merger, dated as of August 8, 2023 (the "Agreement"), by and among the Issuer, AGMIT Merger Sub, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub"), Western Asset Mortgage Capital Corporation ("WMC"), and solely for the limited purposes set forth in the Agreement, AG REIT Management, LLC, effective December 6, 2023 (the "Effective Time"), WMC merged with and into Merger Sub with Merger Sub continuing as the surviving company. At the Effective Time, each outstanding share of WMC common stock was converted into the right to receive: (i) 1.498 shares of common stock of the Issuer; and (ii) a cash amount equal to $0.92.
- [F2]Securities held by the Quateman Living Trust of which the reporting person is a trustee.
- [F3]Pursuant to the Agreement, the Issuer granted to the reporting person restricted stock units that will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer through the vesting date, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer.
Documents
Issuer
AG Mortgage Investment Trust, Inc.
CIK 0001514281
Entity typeother
Related Parties
1- filerCIK 0001815962
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 4:52 PM ET
- Size
- 8.4 KB