ELLIE MAE INC 4

Accession 0001514420-15-000003

CIK 0001122388operating

View on SEC.gov Company Profile

Filed

Mar 5, 7:00 PM ET

Accepted

Mar 6, 6:34 PM ET

Size

32.8 KB

Accession

0001514420-15-000003

Insider Transaction Report

Form 4

Period: 2015-03-04

ELLIE MAE INCELLI

Notas Bernard M.

Director

Transactions

Exercise/Conversion
Common Stock
2015-03-04$26.69/sh+9,000$240,210→ 29,000 total
Exercise/Conversion
Common Stock
2015-03-04$22.20/sh+1,000$22,200→ 21,000 total
Exercise/Conversion
Common Stock
2015-03-05$22.20/sh+11,000$244,200→ 31,000 total
Sale
Common Stock
2015-03-05$52.02/sh−11,000$572,191→ 20,000 total
Exercise/Conversion
Common Stock
2015-03-05$15.34/sh+12,000$184,080→ 32,000 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2015-03-05−10,000→ 0 total
Exercise: $6.80Exp: 2021-05-17→ Common Stock (10,000 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2015-03-05−12,000→ 0 total
Exercise: $15.34Exp: 2022-05-15→ Common Stock (12,000 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2015-03-04−9,000→ 3,000 total
Exercise: $26.69Exp: 2024-05-21→ Common Stock (9,000 underlying)
Sale
Common Stock
2015-03-04$52.14/sh−9,000$469,260→ 20,000 total
Sale
Common Stock
2015-03-04$52.14/sh−1,000$52,140→ 20,000 total
Sale
Common Stock
2015-03-05$52.02/sh−12,000$624,209→ 20,000 total
Exercise/Conversion
Common Stock
2015-03-05$6.80/sh+10,000$68,000→ 30,000 total
Sale
Common Stock
2015-03-05$52.02/sh−10,000$520,174→ 20,000 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2015-03-04−1,000→ 11,000 total
Exercise: $22.20Exp: 2023-05-29→ Common Stock (1,000 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2015-03-05−11,000→ 0 total
Exercise: $22.20Exp: 2023-05-29→ Common Stock (11,000 underlying)

Holdings

Common Stock
(indirect: By Trust)
143,667

Footnotes (6)

[F1]The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $51.97 to $52.43, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
[F2]The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $51.81 to $52.48, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
[F3]These shares are held by The Notas Family Trust.
[F4]100% of the shares subject to the option are fully vested and exercisable.
[F5]The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
[F6]Option vests with respect to 1/12th of the shares on each monthly anniversary of the date of grant of option, such that the option will be fully vested and exercisable on May 21, 2015.

Documents

2 files

Issuer

ELLIE MAE INC

CIK 0001122388

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001122388

Filing Metadata

Form type: 4
Filed: Mar 5, 7:00 PM ET
Accepted: Mar 6, 6:34 PM ET
Size: 32.8 KB

View on SEC.gov